Kevin P. Whelan

OPUS CAPITAL MANAGEMENT

CINCINNATI, OH 45202

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CRD#: 4501631

Professional summary

Kevin Patrick Whelan, CFA is a registered financial advisor currently at OPUS CAPITAL MANAGEMENT located in Cincinnati, Ohio.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kevin has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Patrick Whelan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

January 26, 2006 - Present

OPUS CAPITAL MANAGEMENT

Office #1: 221 East 4th Street Suite 2850, Cincinnati, OH 45202

RIA

CRD#: 106528

CINCINNATI, OH

Past

January 26, 2006 - March 16, 2007

OPUS CAPITAL MANAGEMENT LLC

RIA

CRD#: 108171

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPUS CAPITAL MANAGEMENT

OPUS CAPITAL GROUP, LLC | OPUS CAPITAL MANAGEMENT INC | OPUS CAPITAL MANAGEMENT

CRD#: 106528 / SEC#: 801-51533

RIA

Registered Investment Advisory firm - (3/18/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/15/2025)

IAR

Florida
(5/8/2025)

IAR

Illinois
(4/15/2025)

IAR

Indiana
(4/15/2025)

IAR

Kentucky
(1/26/2006)

IAR

Michigan
(4/15/2025)

IAR

Ohio
(1/26/2006)

IAR

Texas
(4/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

OPUS CAPITAL MANAGEMENT

OPUS CAPITAL GROUP, LLC | OPUS CAPITAL MANAGEMENT INC | OPUS CAPITAL MANAGEMENT

CRD#: 106528 / SEC#: 801-51533

RIA

Registered Investment Advisory firm - (3/18/1996 Approved)

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Contact information

Main Address

221 East 4th Street Suite 2850, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 621-6787

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	414
AUM (Assets Under Management)	$ 1,225,576,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin P. Whelan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Patrick Whelan's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPUS CAPITAL MANAGEMENT

OPUS CAPITAL MANAGEMENT LLC

Primary Firm SEC Registration

OPUS CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

OPUS CAPITAL MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPUS CAPITAL MANAGEMENT

TRUST BUT VERIFY

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