Judy A. Van Arsdale
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CRD#: 4501561
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judy Ann Van Arsdale, who also goes by Judith Ann Butzen, Judy Ann Butzen, Judith Ann Van Arsdale, Judy Ann Van Arsdale Butzen, was a registered financial professional .
Judy is a previously registered financial professional and started their career in finance in 2002. Judy had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance
Philanthropic services
Financial planning
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
No
Aliases
Judith Ann Butzen | Judy Ann Butzen | Judith Ann Van Arsdale | Judy Ann Van Arsdale Butzen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2002; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP - CRD # 126777; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: WORKING WITH INDIVIDUALS AND SMALL BUSINESS OWNERS HELPING THEM REACH THEIR FINANCIAL GOALS. WE WILL MANAGE ASSORTED INVESTMENT ACCOUNTS ON THEIR BEHALF. THIS WILL BE AS EMPLOYEES OF SAGEVIEW; 3. NAME OF OTHER BUSINESS: LAKEVIEW WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 05/2015; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: 3RIVERS LLC; INVESTMENT RELATED: NO; ADDRESS: 5855 RIDGE BEND, MEMPHIS, TN 38120 NATURE OF BUSINESS: WAS AN ONLINE DIGITAL TRAINING PLATFORM FOR ADVISORS TO BECOME CEOS OF THEIR BUSINESSES; START DATE: 04/2020 POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: WE ARE NO LONGER OFFERING SERVICES THROUGH THIS COMPANY AND NO LONGER COLLECTING REVENUE, IN THE PROCESS OF SHUTTING DOWN. WE ARE NOT TAKING ON ANY NEW CLIENTS; 5. NAME OF OTHER BUSINESS: VANARSDALE FINANCIAL INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WHERE WE PAY THE BILLS, RUN PAYROLL, AND RUN THE BUSINESS; START DATE: 05/2015; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: BUSINESS OWNER; 6. NAME OF OTHER BUSINESS: VANARSDALE PARTNERSHIP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PASS THROUGH ENTITY WHERE INCOME AND EXPENSES ROLL INTO FROM VANARSDALE FINANCIAL; START DATE: 05/2015; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PASS THROUGH ENTITY WHERE INCOME AND EXPENSES ROLL INTO FROM VANARSDALE FINANCIAL; 7. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 05/2015; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARY PUBLIC;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
December 20, 2022 - May 30, 2025
SAGEVIEW ADVISORY GROUP, LLC
RIA
CRD#: 126777
Deer Park, IL
Past
December 16, 2022 - June 24, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Deer Park, IL
Past
November 25, 2003 - December 20, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
DEER PARK, IL
Past
November 25, 2003 - December 20, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
DEER PARK, IL
Past
October 22, 2002 - November 26, 2003
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
GLENVIEW, IL
Past
August 14, 2002 - November 26, 2003
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
March 21, 2002 - June 12, 2002
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
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Company Information
SAGEVIEW ADVISORY GROUP, LLC
LPL Financial AdvisorCRD#: 126777TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
