Erin B. Mccaskill
FIRST CITIZENS INVESTOR SERVICES
Greenville, SC 29601
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CRD#: 4501409
Professional summary
Erin Brenan Mccaskill, CFP®, who also goes by Erin Kathleen Brenan, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Greenville, South Carolina.
Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Erin has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erin Kathleen Brenan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Prisma Health Upstate Foundation; non-investment related; Prisma Health Corporate Office 300 East McBee Ave Greenville, SC 29601; a nonprofit organization to help provide healthcare and services to the Greenville and Upstate communities. Officer/Director; Beginning August 1, 2023; 2 hours per month/2 during trading hours; Treasurer, and we provide volunteer services for the hospital and help raise money to fund healthcare programs. 2) 23 WILLIS LLC POSITION: Trustee NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2022 ADDRESS: 23 Willis Ave, Greenville SC 29611, United States DESCRIPTION: I am the trustee of my revocable trust, which owns 23 Willis LLC. This LLC holds one rental property that my son rents from me.
CRS (Client Relationship Summary) - RIA
Click below to view Erin Brenan Mccaskill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Erin Brenan Mccaskill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 24, 2017 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 325 West Mcbee Avenue, Greenville, SC 29601RIA
BD
CRD#: 44430
Greenville, SC
Current
January 4, 2016 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 325 West Mcbee Avenue, Greenville, SC 29601RIA
BD
CRD#: 44430
Greenville, SC
Past
July 23, 2014 - April 24, 2017
FIRST CITIZENS ASSET MANAGEMENT, INC
RIA
CRD#: 140777
COLUMBIA, SC
Past
July 22, 2013 - January 4, 2016
FIRST CITIZENS SECURITIES CORPORATION
BD
CRD#: 140161
COLUMBIA, SC
Past
January 24, 2007 - September 17, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
COLUMBIA, SC
Past
April 16, 2003 - July 16, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
April 24, 2002 - May 31, 2002
DMG SECURITIES, INC.
BD
CRD#: 15480
GREAT FALLS, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/19/2022)
RR
Florida(5/25/2021)
RR
Georgia(6/20/2021)
RR
North Carolina(1/2/2024)
RR
South Carolina(1/4/2016)
IAR
South Carolina(4/24/2017)
RR
Utah(1/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
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Company Information
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430Greenville, SC 29601TRUST BUT VERIFY
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