EW
Eric S. Wilson
LPL ENTERPRISE
ATLANTA, GA 30326
Some features on this profile are disabled
CRD#: 4501364
EW
Professional summary
Eric Scott Wilson is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Atlanta, Georgia.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Eric has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/11/2024 - KF Benefits, LLC - Health and Group Insurance Sales, Service or Advice - Non-Variable Insurance - Inv Related - At MARIETTA, GA - Start Date 06/25/2024 - 5hrs/mth - 5hrs/mth During Trading 2) 09/11/2024 - General Health Insurance Activity - Individual contractor with various company appointments for health and group insurance - Non-Variable Insurance - Inv Related - At MARIETTA, GA - Start Date 06/25/2024 - 5hrs/mth - 5hrs/mth During Trading 3) 09/04/2024 - POA for Wife, Stephanie Wilson - Act in a Fiduciary Capacity - Inv Related - At MARIETTA, GA - Start Date 12/01/2020 - 0hrs/mth - 0hrs/mth During Trading 4) 09/04/2024 - POA for Mother Mary E. Wilson - Act in a Fiduciary Capacity - Inv Related - At MARIETTA, GA - Start Date 10/31/2012 - 5hrs/mth - 1hrs/mth During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Eric Scott Wilson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Scott Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 3343 Peachtree Road, N.e. Suite 700, Atlanta, GA 30326Office #2: 1509 Johnson Ferry Road Ste T4a, Marietta, GA 30062RIA
BD
CRD#: 8733
ATLANTA, GA
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 3343 Peachtree Road, N.e. Suite 700, Atlanta, GA 30326Office #2: 1509 Johnson Ferry Road Ste T4a, Marietta, GA 30062RIA
BD
CRD#: 8733
ATLANTA, GA
Past
March 2, 2018 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Marietta, GA
Past
February 26, 2018 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Marietta, GA
Past
May 19, 2014 - February 20, 2018
EDWARD JONES
RIA
CRD#: 250
Roswell, GA
Past
May 19, 2014 - February 20, 2018
EDWARD JONES
BD
CRD#: 250
Roswell, GA
Past
May 16, 2012 - May 12, 2014
VIRTUS CAPITAL ADVISERS, LLC
RIA
CRD#: 107346
ATLANTA, GA
Past
April 25, 2012 - May 14, 2014
FORESIDE ASSOCIATES, LLC
BD
CRD#: 13494
ATLANTA, GA
Past
July 30, 2004 - April 23, 2012
CARTER, TERRY & COMPANY, INC.
RIA
CRD#: 16365
ATLANTA, GA
Past
March 12, 2002 - April 23, 2012
CARTER, TERRY & COMPANY, INC.
BD
CRD#: 16365
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/14/2024)
RR
Florida(11/15/2024)
RR
Georgia(11/14/2024)
IAR
Georgia(11/14/2024)
RR
Maine(7/3/2025)
RR
Michigan(11/14/2024)
RR
North Carolina(11/14/2024)
RR
Ohio(11/14/2024)
RR
South Carolina(11/14/2024)
RR
Tennessee(11/14/2024)
RR
Texas(11/14/2024)
IAR
Texas(11/14/2024)
RR
Virginia(11/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
