Jason M. Laux

J. W. COLE ADVISORS

WHITE OAK, PA 15131

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CRD#: 4500912

Professional summary

Jason Michael Laux is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in White Oak, Pennsylvania and J.W. COLE FINANCIAL, INC. located in White Oak, Pennsylvania.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Synergy Group, Inc.; DBA; Investment Related; 1967 Lincoln Way, White Oak, PA 15131; Owner/President; Run day to day operations/HR for Synergy Group; Start 7/2013; 40 hours/month during trading. (2) pghretirementcourses.com- OBA and DBA/ Non-investment Related/ Course Presenter and Website Admin/ Since Feb 2023/ 0 trading hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Laux's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2019 - Present

J. W. COLE ADVISORS, INC.

Office #1: 1967 Lincoln Way, White Oak, PA 15131

RIA

CRD#: 112294

WHITE OAK, PA

Current

April 16, 2019 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 1967 Lincoln Way, White Oak, PA 15131

CRD#: 124583

White Oak, PA

Past

August 21, 2013 - April 23, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

WHITE OAK, PA

Past

July 1, 2013 - April 18, 2019

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

WHITE OAK, PA

Past

October 3, 2011 - June 21, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

MCKEESPORT, PA

Past

July 5, 2006 - September 30, 2011

WORKMAN SECURITIES CORPORATION

CRD#: 31898

MCKEESPORT, PA

Past

February 14, 2002 - June 27, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/8/2024)

Florida
(4/16/2019)

Ohio
(4/16/2019)

Pennsylvania
(4/16/2019)

IAR

Pennsylvania
(4/17/2019)

South Carolina
(4/3/2025)

Texas
(4/16/2019)

IAR

Texas
(8/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/13/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason M. Laux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Laux's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

ALLIED BEACON PARTNERS, INC.

WORKMAN SECURITIES CORPORATION

USALLIANZ SECURITIES, INC.

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/2013

Series 63

Date: 4/11/2002

SIE

Date: 10/1/2018

Series 6

Date: 2/13/2002

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

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