JC
John W. Cross
ARAX ADVISORY PARTNERS
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 4500908
JC
John Walter Cross IVARAX ADVISORY PARTNERS
Professional summary
John Walter Cross IV, who also goes by John W Cross, is a registered financial advisor currently at ARAX ADVISORY PARTNERS located in Coral Gables, Florida and USCA SECURITIES LLC located in Coral Gables, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. John has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
John W Cross
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARION MOORE FOUNDATION INC, INVESTMENT RELATED; NEW YORK, NY; CIO & DIRECTOR; START 5/1/2009; 2 HRS PER MONTH; 1 HR DURING TRADING, PRIVATELY FUNDED CHARITABLE FOUNDATION.
CRS (Client Relationship Summary) - RIA
Click below to view John Walter Cross IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2026 - Present
ARAX ADVISORY PARTNERS
Office #1: 2 Alhambra Plaza Suite 620, Coral Gables, FL 33134RIA
CRD#: 133535
Coral Gables, FL
Current
March 25, 2025 - Present
USCA SECURITIES LLC
Office #1: 2 Alhambra Plaza Suite 620, Coral Gables, FL 33134BD
CRD#: 103789
Coral Gables, FL
Past
January 28, 2025 - August 6, 2026
U.S. CAPITAL WEALTH ADVISORS, LLC
RIA
CRD#: 288199
Coral Gables, FL
Past
May 21, 2021 - December 31, 2024
LAIDLAW WEALTH MANAGEMENT LLC
RIA
CRD#: 150040
Coral Gables, FL
Past
May 5, 2021 - December 31, 2024
LAIDLAW & COMPANY (UK) LTD.
BD
CRD#: 119037
Coral Gables, FL
Past
September 9, 2014 - May 12, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CORAL GABLES, FL
Past
June 2, 2014 - May 12, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CORAL GABLES, FL
Past
March 28, 2002 - May 30, 2014
BNP PARIBAS INVESTMENT SERVICES, LLC
BD
CRD#: 44598
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP | WELLTH PARTNER | U.S. CAPITAL WEALTH ADVISORS | U.S. CAPITAL WEALTH | TRANSCEND CAPITAL ADVISORS | THE OAK GROUP | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SRS CAPITAL ADVISORS | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | OMNI FINANCIAL ADVISORY GROUP | NOVEN FINANCIAL GROUP | NORTE ADVISORS | MILLARES ASSET MANAGEMENT | LOGIX INVESTMENTS | KLEINHENZ & ASSOCIATES | GFP PRIVATE WEALTH | GEORGINA ASSET MANAGEMENT | ENDURING WEALTH PARTNERS | CEDRUS | AVERA CAPITAL WEALTH MANAGEMENT | ARAX WEALTH | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS
CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - (9/20/2006 Approved)California
Registered Investment Advisory firm - (10/18/2006 Terminated)Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(3/25/2025)
RR
Florida(3/25/2025)
IAR
Florida(7/30/2026)
RR
New York(3/25/2025)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP | WELLTH PARTNER | U.S. CAPITAL WEALTH ADVISORS | U.S. CAPITAL WEALTH | TRANSCEND CAPITAL ADVISORS | THE OAK GROUP | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SRS CAPITAL ADVISORS | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | OMNI FINANCIAL ADVISORY GROUP | NOVEN FINANCIAL GROUP | NORTE ADVISORS | MILLARES ASSET MANAGEMENT | LOGIX INVESTMENTS | KLEINHENZ & ASSOCIATES | GFP PRIVATE WEALTH | GEORGINA ASSET MANAGEMENT | ENDURING WEALTH PARTNERS | CEDRUS | AVERA CAPITAL WEALTH MANAGEMENT | ARAX WEALTH | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS
CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - (9/20/2006 Approved)California
Registered Investment Advisory firm - (10/18/2006 Terminated)Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)Loading...
Contact information
Main Address
10 East 53rd Street 14th Floor, New York, NY 10022
Mailing Address
Phone number
(646) 777-1823
Established
Firm type
Fiscal year end
# of Employees
361
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 39,138 |
| AUM (Assets Under Management) | $ 26,524,973,206 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARAX ADVISORY PARTNERS
CRD#: 133535Coral Gables, FL 33134TRUST BUT VERIFY
Monitor John Cross
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
