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Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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Ryan Teague Hurley

Ryan T. Hurley

SOUND FINANCIAL ADVISORS | Financial Advisor
Cle Elum, WA
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CRD#: 4500907
Ryan Teague Hurley

Professional summary

Ryan Teague Hurley is a registered financial advisor currently at SOUND FINANCIAL ADVISORS, INC. located in Cle Elum, Washington.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Ryan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?
Tax Planning Strategies
Charitable Giving
Estate Planning Strategies
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Teague Hurley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2024 - Present

SOUND FINANCIAL ADVISORS, INC.

RIA
CRD#: 115875
Cle Elum, WA
Past

November 20, 2017 - November 16, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Mercer Island, WA
Past

July 27, 2017 - November 16, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Mercer Island, WA
Past

August 1, 2012 - July 21, 2017

FS INVESTMENT SOLUTIONS, LLC

BD
CRD#: 145244
PHILADELPHIA, PA
Past

June 13, 2008 - July 10, 2012

ALLIANZ LIFE FINANCIAL SERVICES, LLC

BD
CRD#: 612
MINNEAPOLIS, MN
Past

April 22, 2004 - June 10, 2008

VAN KAMPEN ADVISORS INC

RIA
CRD#: 104703
OAKBROOK TERRACE, IL
Past

December 1, 2003 - June 10, 2008

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX
Past

October 28, 2003 - November 18, 2003

JOHN HANCOCK DISTRIBUTORS LLC

RIA
CRD#: 5249
SANTA BARBARA, CA
Past

February 26, 2002 - November 18, 2003

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(6/23/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/6/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/7/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/25/2002
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SF
SOUND FINANCIAL ADVISORS, INC.
SOUND FINANCIAL ADVISORS, INC.

CRD#: 115875 / SEC#:

Washington
Registered Investment Advisory firm - (10/10/1996 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Cle Elum, WA
Mailing Address
P.o. Box 1028, Cle Elum, WA 98922
Phone number
(206) 448-6222
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts122
AUM (Assets Under Management)$ 17,806,176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOUND FINANCIAL ADVISORS, INC.

Financial AdvisorCRD#: 115875Cle Elum, WA

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Contact information

(xxx) xxx-xxxx
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