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JL

Jonathan Y. Lulu

ALLEGRO SECURITIES LLC
San Antonio, TX 78216
Some features on this profile are disabled
CRD#: 4500853
JL

Professional summary


Jonathan Yehuda Lulu, who also goes by Jonathan Y. Lulu, is a registered financial professional currently at ALLEGRO SECURITIES LLC located in San Antonio, Texas.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2002. Jonathan has worked at 6 firms and has passed the Series 63, SIE, Series 7TO, Series 3, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jonathan Y. Lulu

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jonathan Yehuda Lulu's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 17, 2025 - Present

ALLEGRO SECURITIES LLC

Office #1: 231 Sharon Drive, San Antonio, TX 78216
BD
CRD#: 139514
San Antonio, TX
Past

March 10, 2023 - July 1, 2025

PANTHEON SECURITIES, LLC

BD
CRD#: 285480
Chicago, IL
Past

February 28, 2007 - January 27, 2010

PRESIDIO PARTNERS LLC

BD
CRD#: 128280
CHICAGO, IL
Past

July 12, 2005 - February 6, 2007

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
CHICAGO, IL
Past

July 21, 2003 - January 9, 2004

SC-R&M CAPITAL MARKETS INCORPORATED

BD
CRD#: 127303
CHICAGO, IL
Past

March 15, 2002 - July 21, 2003

M3 INVESTMENT GROUP LLC

BD
CRD#: 108888
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(10/17/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 7/6/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ALLEGRO SECURITIES LLC
ALLEGRO SECURITIES LLC | FARRAGUT CAPITAL LLC | FARRAGUT CAPITAL & MARKETING LLC

CRD#: 139514 / SEC#: , 8-67218

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
231 Sharon Drive, San Antonio, TX 78216
Mailing Address
231 Sharon Drive, San Antonio, TX 78216
Phone number
(210) 714-0804
Established
Delaware since 11/23/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BOYTINCK, THOMAS CARL ARNOLDCEO, CFO, COO, FINOP, CCO MANAGING DIRECTOR4754503

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALLEGRO SECURITIES LLC

CRD#: 139514San Antonio, TX 78216

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