John L. Shockey

STRATEGIC ASSET MANAGEMENT LLC.

Granbury, TX

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CRD#: 4500774

Professional summary

John L Shockey, who also goes by John L Shockey, is a registered financial advisor currently at STRATEGIC ASSET MANAGEMENT LLC. located in Granbury, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John L Shockey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John L Shockey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2026 - Present

STRATEGIC ASSET MANAGEMENT LLC.

RIA

CRD#: 306384

Granbury, TX

Past

February 26, 2016 - November 26, 2025

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

RIA

CRD#: 144733

Marshall, TX

Past

October 23, 2015 - February 19, 2016

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Shreveport, LA

Past

September 16, 2015 - February 19, 2016

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

SHREVEPORT, LA

Past

March 12, 2014 - November 13, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

SHREVEPORT, LA

Past

March 12, 2014 - September 29, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

SHREVEPORT, LA

Past

July 8, 2005 - March 20, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SHREVEPORT, LA

Past

July 1, 2005 - March 20, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SHREVEPORT, LA

Past

May 2, 2002 - July 6, 2005

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ASSET MANAGEMENT LLC.

CRD#: 306384 / SEC#: 801-120401

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

Iowa

Registered Investment Advisory firm - (3/1/2021 Terminated)

Minnesota

Registered Investment Advisory firm - (3/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/8/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/8/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2002

General Securities Representative Examination

Current Firm

STRATEGIC ASSET MANAGEMENT LLC.

CRD#: 306384 / SEC#: 801-120401

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

Iowa

Registered Investment Advisory firm - (3/1/2021 Terminated)

Minnesota

Registered Investment Advisory firm - (3/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/8/2021 Terminated)

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Contact information

Main Address

2434 Superior Drive Nw Suite 101, Rochester, MN 55901

Mailing Address

Phone number

(888) 526-8755

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- STRATEGIC ASSET MANAGEMENT LLC. (1/22/2026)

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 218,258,845

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John L. Shockey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John L Shockey's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ASSET MANAGEMENT LLC.

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

CETERA INVESTMENT ADVISERS LLC

SUMMIT BROKERAGE SERVICES, INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

Primary Firm SEC Registration

STRATEGIC ASSET MANAGEMENT LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2006

Series 63

Date: 5/8/2002

SIE

Date: 2/19/2016

Series 7

Date: 5/1/2002

Current Firm

STRATEGIC ASSET MANAGEMENT LLC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC ASSET MANAGEMENT LLC.

TRUST BUT VERIFY

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