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Matthew Fleming Slaton

SLATON CAPITAL ADVISORS
BARTONVILLE, TX
·CRD# 4500635·21 years experience

Professional Summary

Matthew Fleming Slaton is a registered financial advisor currently at SLATON CAPITAL ADVISORS located in Bartonville, Texas. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Matthew has worked at 2 firms and has passed the Series 65 and Series 3 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

SLATON CAPITAL ADVISORS·CRD# 306564
RIA
124 Mcmakin Rd, Building 2, Suite 205, Bartonville, TX 76226
April 10, 2020 - Present
EQUITY SERVICES, INC.·CRD# 265
RIA
Southlake, TX
August 16, 2018 - April 8, 2020

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Current Firm

SC
SLATON CAPITAL ADVISORS

INSIGHT FINANCIAL GROUP | SLATON CAPITAL ADVISORS LTD | SLATON CAPITAL ADVISORS | MATTHEW SLATON

CRD#: 306564
Texas
Registered Investment Advisory firm - Texas (4/10/2020 Approved)

Contact Information

Main Address

124 Mcmakin Rd, Building 2, Suite 205, Bartonville, TX 76226

Phone Number

(214) 556-9076

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

52

AUM (Assets Under Management)

$19,489,649

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*SLATON CAPITAL ADVISORS LTD. 2001 WINTHROP HILL ROAD, ARGYLE, TX 76226. NOT INV REL. FEB 2009. HOLDING COMPANY. PRINCIPAL. MANAGE BUSINESS OPS. DURING TRADE HRS. *SLATON CAPITAL MANAGEMENT LLC. 2001 WINTHROP HILL ROAD, ARGYLE, TX 76226. NOT INV REL. APR 2005. PERSONAL HOLDING COMPANY. PRINCIPAL. MANAGE PERSONAL ASSETS. DURING TRADE HRS. *GNARLIFE. 2001 WINTHROP HILL ROAD, ARGYLE, TX 76226. NOT INV REL.JAN 2012. AFFILIATE MARKETING. PARTNER. MARKETING. DURING TRADE HRS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(4/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2018About the Series 65 exam

Series 3 — National Commodity Futures Examination

Passed Feb 2005About the Series 3 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Matthew Fleming Slaton's CRS (Customer Relationship Summary).

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