Matthew F. Slaton

SLATON CAPITAL ADVISORS

Bartonville, TX 76226

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CRD#: 4500635

Professional summary

Matthew Fleming Slaton is a registered financial advisor currently at SLATON CAPITAL ADVISORS located in Bartonville, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Matthew has worked at 2 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*SLATON CAPITAL ADVISORS LTD. 2001 WINTHROP HILL ROAD, ARGYLE, TX 76226. NOT INV REL. FEB 2009. HOLDING COMPANY. PRINCIPAL. MANAGE BUSINESS OPS. DURING TRADE HRS. *SLATON CAPITAL MANAGEMENT LLC. 2001 WINTHROP HILL ROAD, ARGYLE, TX 76226. NOT INV REL. APR 2005. PERSONAL HOLDING COMPANY. PRINCIPAL. MANAGE PERSONAL ASSETS. DURING TRADE HRS. *GNARLIFE. 2001 WINTHROP HILL ROAD, ARGYLE, TX 76226. NOT INV REL.JAN 2012. AFFILIATE MARKETING. PARTNER. MARKETING. DURING TRADE HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Fleming Slaton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2020 - Present

SLATON CAPITAL ADVISORS

Office #1: 124 Mcmakin Rd, Building 2, Suite 205, Bartonville, TX 76226

RIA

CRD#: 306564

Bartonville, TX

Past

August 16, 2018 - April 8, 2020

EQUITY SERVICES, INC.

RIA

CRD#: 265

SOUTHLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 2/23/2005

National Commodity Futures Examination

Current Firm

SLATON CAPITAL ADVISORS

INSIGHT FINANCIAL GROUP | SLATON CAPITAL ADVISORS LTD | SLATON CAPITAL ADVISORS | MATTHEW SLATON

CRD#: 306564 / SEC#:

Texas

Registered Investment Advisory firm - (4/10/2020 Approved)

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Contact information

Main Address

124 Mcmakin Rd, Building 2, Suite 205, Bartonville, TX 76226

Mailing Address

Phone number

(214) 556-9076

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 16,337,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew F. Slaton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Fleming Slaton's CRS (Customer Relationship Summary).

Certified licenses

Experience

SLATON CAPITAL ADVISORS

EQUITY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2018

Series 3

Date: 2/23/2005

Current Firm

SLATON CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SLATON CAPITAL ADVISORS

TRUST BUT VERIFY

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