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JL

Jian H. Lin

CORPORATE INVESTMENTS GROUP
Chicago, IL 60616
Some features on this profile are disabled
CRD#: 4500580
JL

Professional summary

Jian Hua Lin, who also goes by Jian Hua Lin, is a registered financial professional currently at CORPORATE INVESTMENTS GROUP, INC. located in Chicago, Illinois.

Jian is registered as a RR (Registered Representative) and started their career in finance in 2002. Jian has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jian Hua Lin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jian Hua Lin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2002 - Present

CORPORATE INVESTMENTS GROUP, INC.

Office #1: 238 W Cermak Road Suite 3a, Chicago, IL 60616
BD
CRD#: 38690
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(8/5/2002)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/2/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/20/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CORPORATE INVESTMENTS GROUP, INC.
CORPORATE INVESTMENTS GROUP, INC. | WWW.488TRADE.COM | EDGEWATER FINANCIAL ADVISORS | CORPORATE INVESTMENTS GROUP, INC..

CRD#: 38690 / SEC#: , 8-48355

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
238 W Cermak Road Suite 3a, Chicago, IL 60616
Mailing Address
238 W Cermak Road Suite 3a, Chicago, IL 60616
Phone number
(312) 225-1388
Established
Illinois since 04/30/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LAM, ANDY WINGPRESIDENT2251678
LAM, ANDY WINGCCO2251678
LAM, YUK YINGCHIEF OPERATIONAL OFFICER
CHEN, LIUXIAOCFO6858671

Disclosures

Regulatory Event5
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORPORATE INVESTMENTS GROUP, INC.

CRD#: 38690Chicago, IL 60616

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