Maria D. Comas
Professional summary
Maria De Los Angeles Comas, who also goes by Maria De Los Angeles Comas, is a registered financial professional currently at STONEX INTERNATIONAL SECURITIES INC. located in Miami, Florida.
Maria is registered as a RR (Registered Representative) and started their career in finance in 2002. Maria has worked at 3 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maria De Los Angeles Comas's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2021 - Present
STONEX INTERNATIONAL SECURITIES INC.
Office #1: 1221 Brickell Avenue Suite 200, Miami, FL 33131February 5, 2018 - October 22, 2019
VARIANT TRADING INSTITUTIONAL GROUP, INC.
April 15, 2002 - March 1, 2016
BNP PARIBAS INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
STONEX INTERNATIONAL SECURITIES INC.
CRD#: 146667 / SEC#: , 8-67840
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| CARTER, JAY WILSON | DIRECTOR | 2412541 |
| DICIOLLO, ANTHONY JOSEPH | DIRECTOR | 4976402 |
| JONES, JONATHAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 4635401 |
| NEALON, TIFFANY | CHIEF COMPLIANCE OFFICER: AML COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE: PRINCIPAL OPERATING OFFICER | 4858359 |
| SHAFFER, ROGER L | DIRECTOR | 1921270 |
| VIDAURRI, EVERARDO | DIRECTOR, CEO, ROSFP, EXECUTIVE REP | 2340353 |
Red Flags
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Company Information
STONEX INTERNATIONAL SECURITIES INC.
CRD#: 146667Miami, FL 33131TRUST BUT VERIFY
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