Daniel S. D'agostino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Salvatore D'agostino was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2002. Daniel had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2010 - August 18, 2015
AMERITECH ADVISORS
March 28, 2006 - September 5, 2008
HSBC SECURITIES (USA) INC.
September 6, 2005 - January 11, 2006
OSAIC FA, INC.
August 25, 2005 - January 11, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 25, 2005 - January 11, 2006
OSAIC FA, INC.
August 13, 2003 - December 31, 2004
CHASE INVESTMENT SERVICES CORP.
August 13, 2003 - December 31, 2004
CHASE INVESTMENT SERVICES CORP.
March 25, 2003 - August 21, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
March 25, 2003 - August 21, 2003
IDS LIFE INSURANCE COMPANY
March 25, 2003 - August 21, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
February 26, 2003 - March 6, 2003
EQUITABLE ADVISORS, LLC
April 19, 2002 - February 14, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITECH ADVISORS
CRD#: 151597 / SEC#: , 8-68384
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAGOSTINO, DANIEL SALVATORE JR | MANAGING MEMBER, CCO, EXECUTIVE REP., AML SUPERVISOR., FINOP, CFO | 2421774 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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