Jeffrey T. Gavigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Thomas Gavigan, who also goes by Jeffrey T Gavigan, Jeffrey T Gavigan, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2002. Jeffrey had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2011 - August 2, 2016
USAA FINANCIAL PLANNING SERVICES
August 4, 2011 - August 2, 2016
USAA FINANCIAL ADVISORS, INC.
February 4, 2010 - December 20, 2010
CHASE INVESTMENT SERVICES CORP.
February 4, 2010 - December 20, 2010
CHASE INVESTMENT SERVICES CORP.
October 27, 2005 - April 21, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 2005 - April 21, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2002 - August 30, 2005
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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