James Stephen Perryman
CFP®Professional Summary
James Stephen Perryman, CFP®, who also goes by Jimmy Perryman, is a registered financial advisor currently at PERRYMAN FINANCIAL ADVISORY, INC. located in Dallas, Texas and PERRYMAN SECURITIES, INC. located in Dallas, Texas. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. James has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jimmy Perryman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PERRYMAN FINANCIAL ADVISORY INC | PERRYMAN FINANCIAL ADVISORY, INC.
Contact Information
Main Address
12221 Merit Dr Ste 1660, Dallas, TX 75251Phone Number
(972) 770-4800# of Employees
8SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
526AUM (Assets Under Management)
$1,024,110,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PERRYMAN FINANCIAL ADVISORY INC | PERRYMAN FINANCIAL ADVISORY, INC.
State Registrations and Notice Filings
(2/5/2003)
(1/7/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James Stephen Perryman's CRS (Customer Relationship Summary).
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