Sagar Janveja
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sagar Janveja was a registered financial professional .
Sagar is a previously registered financial professional and started their career in finance in 2002. Sagar had worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2018 - February 7, 2020
P & M CORPORATE FINANCE, LLC
November 30, 2016 - April 9, 2018
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
August 4, 2015 - October 24, 2016
AON SECURITIES LLC
November 17, 2014 - February 3, 2015
FIRST ANALYSIS SECURITIES CORPORATION
August 1, 2012 - October 15, 2014
KPMG CORPORATE FINANCE LLC
September 3, 2008 - August 3, 2012
SMG SECURITIES, INC.
November 19, 2007 - May 20, 2008
BANC OF AMERICA SECURITIES LLC
April 12, 2002 - May 2, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P & M CORPORATE FINANCE, LLC
CRD#: 129624 / SEC#: , 8-66239
Contact information
FINRA licenses (47 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PMCF HOLDING COMPANY, LLC | OWNER | |
| BARBER, PAMELA JOY | CFO | 5489840 |
| BARBER, PAMELA JOY | PFO, POO, FINOP | 5489840 |
| HART, JOHN DANIEL | MANAGING DIRECTOR, TREASURER AND SECRETARY, BOARD MEMBER | 4967611 |
| JAMISON, MATTHEW GORDON | MANAGING DIRECTOR, BOARD MEMBER, PRESIDENT | 4644597 |
| MD HOLDCO, LLC | MANAGING MEMBER | |
| P & M HOLDING GROUP, LLP | PARENT MEMBER | |
| VIRKUS, BRADLEY WILLIAM | BOARD MEMBER | 6826649 |
| WAGNER, JOSEPH DONALD | MANAGING DIRECTOR, BOARD MEMBER | 4749753 |
| WISNIEWSKI, CAROLINE ELIZABETH | CHIEF COMPLIANCE OFFICER | 1463513 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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