Gregory J. Capello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Joseph Capello was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2002. Gregory had worked at 5 firms and has passed the Series 63, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2023 - June 18, 2026
RAINMAKER SECURITIES, LLC
March 25, 2022 - September 6, 2023
RAINMAKER SECURITIES, LLC
March 12, 2007 - September 30, 2010
DAVID M POLEN SECURITIES, LLC
February 1, 2005 - February 17, 2006
GUNNALLEN FINANCIAL, INC
December 1, 2003 - February 3, 2005
THINKEQUITY LLC
February 13, 2002 - April 24, 2003
FULCRUM GLOBAL PARTNERS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/24/2022
General Securities Representative ExaminationCurrent Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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