Daniel I. Halpin
Professional summary
Daniel Ira Halpin is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Willowbrook, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2002. Daniel has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Ira Halpin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2006 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 621 Plainfield Road Ste 409, Willowbrook, IL 60527August 12, 2005 - April 13, 2006
LEGACY FINANCIAL SERVICES, INC.
October 8, 2003 - August 10, 2005
WORLD CHOICE SECURITIES, INC.
February 27, 2003 - October 3, 2003
MONY SECURITIES CORPORATION
May 24, 2002 - December 18, 2002
LEGACY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2015)
(4/26/2006)
(3/11/2022)
(7/28/2015)
(3/10/2008)
(8/26/2019)
(4/26/2006)
(8/17/2022)
(3/9/2017)
(1/5/2021)
(7/22/2019)
(9/3/2014)
(8/16/2018)
(4/26/2006)
(4/26/2006)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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