JJ
Jeff A. Jergens
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
West Des Moines, IA 50266
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CRD#: 4499276
JJ
Professional summary
Jeff A Jergens is a registered financial advisor currently at FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC located in West Des Moines, Iowa and LPL FINANCIAL LLC located in West Des Moines, Iowa.
Jeff is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jeff has worked at 3 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/19/2014 - JERGENS INVESTMENTS, INC/ FOR ACCOUNTING PURPOSES ONLY/ 0%/ DE MOINES, IA 2. 02/11/2015 - FIVE TALENTS FINANCIAL MANAGEMENT GROUP - INV REL - 1441 29th St, #310 West Des Moines, IA 50266 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 40 HOURS PER MONTH - DE MOINES, IA 3. 02/17/2015 - NOTARY PUBLIC - IVN REL - 1441 29th Street, #310 West Des Moines, IA 50266 - Notary - START 02/10/2015 - 1 HOUR PER MONTH, 1 DURING TRADING - Notarization of documents. No employees. No revenue. This service does share space with my securities business. 4. 6/9/2021 - Five Talents Financial Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/29/2020 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Five Talents Financial Management Group, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jeff A Jergens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 11, 2020 - Present
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
Office #1: 1441 29th Street Ste 310, West Des Moines, IA 50266RIA
CRD#: 307987
West Des Moines, IA
Current
February 19, 2014 - Present
LPL FINANCIAL LLC
Office #1: 1441 29th St, Ste 310, West Des Moines, IA 50266RIA
BD
CRD#: 6413
West Des Moines, IA
Past
October 16, 2014 - March 19, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
October 1, 2012 - November 1, 2012
EDWARD JONES
RIA
CRD#: 250
WINDSOR HEIGHTS, IA
Past
July 19, 2012 - November 1, 2012
EDWARD JONES
BD
CRD#: 250
WINDSOR HEIGHTS, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FT
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
CRD#: 307987 / SEC#: 801-119235
RIA
Registered Investment Advisory firm - (8/7/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/11/2016)
RR
Iowa(2/19/2014)
IAR
Iowa(8/11/2020)
RR
Kansas(9/29/2020)
RR
Minnesota(1/17/2022)
RR
Missouri(1/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FT
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
CRD#: 307987 / SEC#: 801-119235
RIA
Registered Investment Advisory firm - (8/7/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1441 29th Street Ste 310, West Des Moines, IA 50266
Mailing Address
Phone number
(515) 223-7487
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,056 |
| AUM (Assets Under Management) | $ 210,441,524 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
CRD#: 307987West Des Moines, IA 50266TRUST BUT VERIFY
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