Jason A. Mcginty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Allen Mcginty was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2002. Jason had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2015 - April 25, 2020
RPG FAMILY WEALTH ADVISORY, LLC
December 23, 2015 - April 25, 2020
RISK PARADIGM GROUP, LLC
December 17, 2009 - May 25, 2011
CENTAURUS FINANCIAL, INC.
July 18, 2002 - December 18, 2009
SUNSET FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
RPG FAMILY WEALTH ADVISORY, LLC
CRD#: 158528 / SEC#: 801-72631
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RPG FAMILY WEALTH ADVISORY, LLC
CRD#: 158528 / SEC#: 801-72631
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,960 |
| AUM (Assets Under Management) | $ 590,320,074 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
