Edvard Jorgensen

SEAHORSE FINANCIAL ADVISERS

Millbrook, NY 12545

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CRD#: 4499232

Professional summary

Edvard Jorgensen is a registered financial advisor currently at SEAHORSE FINANCIAL ADVISERS INC. located in Millbrook, New York.

Edvard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Edvard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A LAWYER LICENSED TO PRACTICE IN THE STATE OF NEW YORK SINCE 1977. I DO NOT MAINTAIN AN ACTIVE BUSINESS, BUT HAVE RENEWED MY LICENSE AND KEPT IT CURRENT. MY NEW YORKF STATE LAWYERS REGISTRATION IS MAINTAINED AT 359 SHUNPIKE, MILLBROOK NY 12545. I AM ALSO A TRUSTEE OF THREE TRUSTS FOR MY FAMILY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edvard Jorgensen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2021 - Present

SEAHORSE FINANCIAL ADVISERS INC.

Office #1: 52 Front St., Millbrook, NY 12545

RIA

CRD#: 117407

Millbrook, NY

Past

January 1, 1993 - December 31, 2017

SEAHORSE FINANCIAL ADVISERS INC.

RIA

CRD#: 117407

MILLBROOK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEAHORSE FINANCIAL ADVISERS INC.

CRD#: 117407 / SEC#: 801-77819

RIA

Registered Investment Advisory firm - (4/4/2013 Approved)

California

Registered Investment Advisory firm - (12/17/2016 Terminated)

New York

Registered Investment Advisory firm - (11/17/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2003

Uniform Investment Adviser Law Examination

Current Firm

SEAHORSE FINANCIAL ADVISERS INC.

CRD#: 117407 / SEC#: 801-77819

RIA

Registered Investment Advisory firm - (4/4/2013 Approved)

California

Registered Investment Advisory firm - (12/17/2016 Terminated)

New York

Registered Investment Advisory firm - (11/17/2016 Terminated)

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Contact information

Main Address

52 Front St., Millbrook, NY 12545

Mailing Address

Phone number

(845) 605-8122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE DATED JANUARY 5, 2025 (1/6/2025)

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 77,758,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edvard Jorgensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edvard Jorgensen's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEAHORSE FINANCIAL ADVISERS INC.

SEAHORSE FINANCIAL ADVISERS INC.

Primary Firm SEC Registration

SEAHORSE FINANCIAL ADVISERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2003

Current Firm

SEAHORSE FINANCIAL ADVISERS INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEAHORSE FINANCIAL ADVISERS INC.

TRUST BUT VERIFY

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