John S. Clark

SALIENT CAPITAL L.P.

Houston, TX 77024

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CRD#: 4498872

Professional summary

John Sherman Clark III, CFA, who also goes by Sean Clark, John Sherman Clark, is a registered financial professional currently at SALIENT CAPITAL L.P. located in Houston, Texas.

John is registered as a RR (Registered Representative) and started their career in finance in 2002. John has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sean Clark | John Sherman Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Sherman Clark III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

January 3, 2024 - Present

SALIENT CAPITAL L.P.

Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024

CRD#: 147912

Houston, TX

Past

May 17, 2019 - December 31, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

July 15, 2011 - February 19, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

November 3, 2010 - December 31, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

BOSTON, MA

Past

November 3, 2010 - July 15, 2011

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

BOSTON, MA

Past

June 7, 2010 - July 15, 2011

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

November 19, 2007 - May 12, 2008

DEAM INVESTOR SERVICES, INC.

CRD#: 754

CHICAGO, IL

Past

October 6, 2007 - October 31, 2007

DEAM INVESTOR SERVICES, INC.

CRD#: 754

CHICAGO, IL

Past

April 9, 2007 - October 28, 2009

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

February 18, 2005 - January 9, 2007

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

February 15, 2002 - October 13, 2003

SYMETRA SECURITIES, INC.

CRD#: 739

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/3/2024)

Arizona
(1/3/2024)

Arkansas
(1/3/2024)

California
(1/3/2024)

Colorado
(1/3/2024)

Connecticut
(1/3/2024)

Hawaii
(1/3/2024)

Idaho
(1/3/2024)

Illinois
(1/3/2024)

Indiana
(1/3/2024)

Iowa
(1/3/2024)

Kansas
(1/3/2024)

Michigan
(1/3/2024)

Minnesota
(1/3/2024)

Missouri
(1/3/2024)

Montana
(2/29/2024)

Nebraska
(1/3/2024)

Nevada
(1/3/2024)

New Mexico
(1/3/2024)

New York
(1/3/2024)

North Dakota
(1/3/2024)

Oklahoma
(1/3/2024)

Oregon
(1/3/2024)

South Dakota
(1/3/2024)

Texas
(1/3/2024)

Utah
(1/3/2024)

Washington
(1/3/2024)

Wisconsin
(1/3/2024)

Wyoming
(1/3/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/23/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/14/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/2/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SALIENT CAPITAL L.P.

CRD#: 147912 / SEC#: , 8-67938

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Mailing Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Phone number

(346) 348-0922

Established

Texas since 04/03/2002

Firm type

Other Types of Legal Formation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WESTWOOD HOLDINGS GROUP, INC.	LIMITED PARTNERS
LANG, LAURA	CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / FINOP	2249418
REID, GREGORY ALLEN	PRESIDENT	2176683
SCHLAG, JAMIE LEE	CHIEF COMPLIANCE OFFICER	6114352
WHG GP HOLDCO, LLC	GENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John S. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Sherman Clark III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

DEAM INVESTOR SERVICES, INC.

DEAM INVESTOR SERVICES, INC.

DWS DISTRIBUTORS, INC.

QUASAR DISTRIBUTORS, LLC

SYMETRA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2010

Series 63

Date: 5/17/2002

SIE

Date: 10/1/2018

Series 3

Date: 6/23/2008

Series 7

Date: 2/14/2002

Series 24

Date: 10/2/2009

FINRA

Current Firm

SALIENT CAPITAL L.P.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SALIENT CAPITAL L.P.

TRUST BUT VERIFY

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