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KT

Kevin R. Tiernan

MASLOW WEALTH ADVISORS
Austin, TX 78746
Some features on this profile are disabled
CRD#: 4498857
KT

Professional summary

Kevin R Tiernan, CIMA®, who also goes by Kevin Rory Tiernan, is a registered financial advisor currently at MASLOW WEALTH ADVISORS located in Austin, Texas.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kevin has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 62 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kevin Rory Tiernan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin R Tiernan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

September 27, 2022 - Present

MASLOW WEALTH ADVISORS

Office #1: 1601 South Mo Pac Expressway Suite 125d, Austin, TX 78746
RIA
CRD#: 107722
Austin, TX
Past

April 2, 2015 - September 8, 2022

DIMENSIONAL FUND ADVISORS LP

RIA
CRD#: 106482
AUSTIN, TX
Past

March 24, 2015 - September 8, 2022

DFA SECURITIES LLC

BD
CRD#: 10292
AUSTIN, TX
Past

December 14, 2010 - March 10, 2015

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
PRINCETON, NJ
Past

October 14, 2010 - March 10, 2015

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
PRINCETON, NJ
Past

January 15, 2009 - September 14, 2010

PROFUNDS DISTRIBUTORS, INC.

BD
CRD#: 19541
BETHESDA, MD
Past

May 30, 2008 - January 12, 2009

MERIDIAN INVESTMENTS, INC.

BD
CRD#: 13225
POTOMAC, MD
Past

June 6, 2005 - November 3, 2005

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

March 3, 2005 - November 3, 2005

CASTLEOAK SECURITIES, LP

BD
CRD#: 125334
NEW YORK, NY
Past

August 26, 2003 - October 1, 2004

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY
Past

May 1, 2002 - August 1, 2003

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MASLOW WEALTH ADVISORS
MASLOW WEALTH ADVISORS
DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL ADVISORS, L.L.P. | MASLOW WEALTH ADVISORS | DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLC | DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLP

CRD#: 107722 / SEC#: 801-60001

RIA
Registered Investment Advisory firm - (1/25/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(9/27/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/13/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/17/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 4/30/2002
Corporate Securities Limited Representative Examination

Current Firm

MASLOW WEALTH ADVISORS
MASLOW WEALTH ADVISORS
DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL ADVISORS, L.L.P. | MASLOW WEALTH ADVISORS | DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLC | DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLP

CRD#: 107722 / SEC#: 801-60001

RIA
Registered Investment Advisory firm - (1/25/2001 Approved)
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Contact information

Main Address
1601 South Mo Pac Expressway Suite 125d, Austin, TX 78746
Mailing Address
Phone number
(512) 610-6930
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MASLOW WEALTH ADVISORS PART ADV2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts450
AUM (Assets Under Management)$ 2,065,363,526

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MASLOW WEALTH ADVISORS

MASLOW WEALTH ADVISORS

CRD#: 107722Austin, TX 78746

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