Joseph C. Grochowski
Professional summary
Joseph Charles Grochowski, CFP®, ChFC®, who also goes by Joe Charles Grochowski, is a registered financial advisor currently at VECTOR WEALTH MANAGEMENT located in Minneapolis, Minnesota.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joseph has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Charles Grochowski's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
February 3, 2017 - Present
VECTOR WEALTH MANAGEMENT
Office #1: 43 Main Street Se Suite 236, Minneapolis, MN 55414January 13, 2014 - May 8, 2017
VECTOR WEALTH MANAGEMENT, LLC
April 30, 2013 - October 20, 2017
PURSHE KAPLAN STERLING INVESTMENTS
April 8, 2004 - May 13, 2011
FINTEGRA, LLC
September 6, 2002 - February 11, 2004
PIPER SANDLER & CO.
Primary Firm SEC Registration
VECTOR WEALTH MANAGEMENT
CRD#: 152667 / SEC#: 801-70998
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/3/2017)
Exams
Current Firm
VECTOR WEALTH MANAGEMENT
CRD#: 152667 / SEC#: 801-70998
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,161 |
| AUM (Assets Under Management) | $ 1,488,809,873 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VECTOR WEALTH MANAGEMENT
CRD#: 152667Minneapolis, MN 55414TRUST BUT VERIFY
Monitor Joseph Grochowski
Get automatic monthly alerts on:
