Brian D. Mitchell

MITCHELL & PAHL PRIVATE WEALTH

Oklahoma City, OK 73116

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CRD#: 4498478

Professional summary

Brian D. Mitchell, CIMA® is a registered financial advisor currently at MITCHELL & PAHL PRIVATE WEALTH located in Oklahoma City, Oklahoma.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brian has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

B&C REAL ESTATE, LLC; NON INVESTMENT RELATED; OKLAHOMA CITY,OK; PARTNER; START DATE 09/16/2019; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING. THE W.J. JONES FAMILY FOUNDATION; INVESTMENT RELATED; OKLAHOMA CITY, OK; PRIVATE FAMILY FOUNDATION; BOARD MEMBER; START 07/2017; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING; SERVES ON BOARD OF TRUSTEES WITH VOTING POWER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian D. Mitchell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 9, 2020 - Present

MITCHELL & PAHL PRIVATE WEALTH

Office #1: 1001 Nw 71st Street Suite 4, Oklahoma City, OK 73116

RIA

CRD#: 307625

Oklahoma City, OK

Past

September 22, 2005 - June 10, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OKLAHOMA CITY, OK

Past

September 20, 2005 - June 10, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OKLAHOMA CITY, OK

Past

April 26, 2002 - August 29, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

NORMAN, OK

Past

March 8, 2002 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MITCHELL & PAHL PRIVATE WEALTH

MITCHELL & PAHL PRIVATE WEALTH | MITCHELL & PAHL PRIVATE WEALTH, LLC

CRD#: 307625 / SEC#: 801-118315

RIA

Registered Investment Advisory firm - (3/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(6/9/2020)

IAR

Texas
(6/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/28/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 5/13/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/7/2002

General Securities Representative Examination

Current Firm

MITCHELL & PAHL PRIVATE WEALTH

MITCHELL & PAHL PRIVATE WEALTH | MITCHELL & PAHL PRIVATE WEALTH, LLC

CRD#: 307625 / SEC#: 801-118315

RIA

Registered Investment Advisory firm - (3/27/2020 Approved)

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Contact information

Main Address

1001 Nw 71st Street Suite 4, Oklahoma City, OK 73116

Mailing Address

Phone number

(405) 608-2280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MITCHELL & PAHL FORM ADV PART 2A BROCHURE (10/15/2025)

MITCHELL & PAHL FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	910
AUM (Assets Under Management)	$ 405,979,003

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/12/2025	Cover Page	Report
11/18/2024	Cover Page	Report
07/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian D. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian D. Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MITCHELL & PAHL PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2002

SIE

Date: 10/1/2018

Series 3

Date: 10/28/2005

Series 31

Date: 5/13/2005

Series 7

Date: 3/7/2002

Current Firm

MITCHELL & PAHL PRIVATE WEALTH

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MITCHELL & PAHL PRIVATE WEALTH

TRUST BUT VERIFY

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