Brian D. Mitchell
CIMA®Professional Summary
Brian D. Mitchell, CIMA® is a registered financial advisor currently at MITCHELL & PAHL PRIVATE WEALTH located in Oklahoma City, Oklahoma. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brian has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
MITCHELL & PAHL PRIVATE WEALTH | MITCHELL & PAHL PRIVATE WEALTH, LLC
Contact Information
Main Address
1001 Nw 71st Street Suite 4, Oklahoma City, OK 73116Phone Number
(405) 608-2280# of Employees
4SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
920AUM (Assets Under Management)
$449,942,478Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/12/2025 | Cover Page | Report |
| 11/18/2024 | Cover Page | Report |
| 07/26/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MITCHELL & PAHL PRIVATE WEALTH | MITCHELL & PAHL PRIVATE WEALTH, LLC
State Registrations and Notice Filings
(6/9/2020)
(6/12/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Brian D. Mitchell's CRS (Customer Relationship Summary).
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