George Wojciechowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Wojciechowski was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2005. George had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2014 - October 6, 2014
CCM SECURITIES, LLC
July 29, 2013 - December 11, 2013
G-2 TRADING,LLC
January 26, 2009 - November 20, 2012
ADVANCED EQUITIES, INC.
August 20, 2008 - February 3, 2009
GOLDMAN SACHS & CO. LLC
April 10, 2008 - July 30, 2008
TRADESTATION SECURITIES, INC.
September 20, 2007 - March 11, 2008
MF GLOBAL INC.
June 7, 2007 - July 30, 2007
NEXCORE CAPITAL, INC.
June 8, 2005 - March 6, 2007
G1 EXECUTION SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/24/2005
Limited Representative-Equity Trader ExamCurrent Firm
CCM SECURITIES, LLC
CRD#: 104457 / SEC#: , 8-52911
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
