Marvin L. Morse

MAXWELL AND MORSE CAPITAL MANAGEMENT

TULSA, OK 74136

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CRD#: 4498190

Professional summary

Marvin Lynn Morse is a registered financial advisor currently at MAXWELL AND MORSE CAPITAL MANAGEMENT, INC. located in Tulsa, Oklahoma.

Marvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Marvin has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MORSE & CO CERTIFIED PUBLIC ACCOUNTANTS INVESTMENT RELATED 6950 S. UTICA AVE. TULSA, OK 74136 PUBLIC ACCOUNTING FIRM CERTIFIED PUBLIC ACCOUNTANT START DATE 01-01-76 TO PRESENT 170 HOURS PER MONTH 60 HOURS PER MONTH DURING TRADING HOURS. REVIEW OF ACCOUNTING AND TAX SERVICES. (WAS AN OWNER OF FIRM UNTIL 12/31/2005, SOLD OWNERSHIP) WILD TROUT INVESTMENTS, LLC 5121 SOUTH WHEELING AVENUE, SUITE 200, TULSA, OK 74105 INVESTMENT RELATED PERSONAL INVESTMENT ACCOUNT START DATE 12-09-09 TO PRESENT 0.5 HOURS PER MONTH COMPANY THAT ENGAGES SOLELY IN THE INVESTMENT OF MARVIN MORSE'S PERSONAL FUNDS IN OIL AND GAS EXPLORATION FUNDS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin Lynn Morse's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 1999 - Present

MAXWELL AND MORSE CAPITAL MANAGEMENT, INC.

Office #1: 6950 South Utica Avenue, Tulsa, OK 74136

RIA

CRD#: 118334

TULSA, OK

Past

January 15, 1999 - December 31, 2002

MAXWELL AND MORSE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 118334

TULSA, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(1/15/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MAXWELL AND MORSE CAPITAL MANAGEMENT, INC.

MAXWELL AND MORSE CAPITAL MANAGEMENT, INC. | MORSE CAPITAL MANAGEMENT, INC.

CRD#: 118334 / SEC#:

Oklahoma

Registered Investment Advisory firm - (1/15/1999 Approved)

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Contact information

Main Address

5026 East 101st Street Suite A, Tulsa, OK 74137

Mailing Address

Phone number

(918) 527-4308

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	193
AUM (Assets Under Management)	$ 53,908,051

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marvin L. Morse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin Lynn Morse's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAXWELL AND MORSE CAPITAL MANAGEMENT, INC.

MAXWELL AND MORSE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Current Firm

MAXWELL AND MORSE CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MAXWELL AND MORSE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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