Zoe C. Sexton

ROSENBLUM SILVERMAN SUTTON SF

San Francisco, CA 94109

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CRD#: 4498154

Professional summary

Zoe Christine Sexton is a registered financial advisor currently at ROSENBLUM SILVERMAN SUTTON SF INC located in San Francisco, California.

Zoe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Zoe has worked at 5 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONSULTANT TO INDIVIDUALS, BUSIENSS OWNERS AND ENTREPRENEURS ON BUSINESS AND MARKETING - APPROXIMATELY 10 HOURS PER MONTH. OPERATING PARTNER OF CTIC VENTURE PARTNERS WHICH HOUSES INCUBATORS FOR NEW BUSINESSES IN THE CENTRAL VALLEY OF CALIFORNIA, SAN FRANCISCO AND INDIA - COMPENSATED VIA STIPEND - APPROXIMATELY 5 HOURS PER MONTH. ADVISORY COMMITTEE AT PURAVIDA, DEVELOPS AND DISTRIBUTES MEDICINAL MARIJUANA EDIBLES, NON-INVESTMENT RELATED, 1 HR/MO. AUTHOR, FLIRTONOMICS (2012), STILL RECEIVING ROYALTIES, NON-INVESTMENT RELATED, 1 HR/MO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zoe Christine Sexton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2015 - Present

ROSENBLUM SILVERMAN SUTTON SF INC

Office #1: 1388 Sutter St Ste 725, San Francisco, CA 94109

RIA

CRD#: 105774

San Francisco, CA

Past

June 12, 2015 - November 10, 2015

MERRIMAN WEALTH ADVISORS

RIA

CRD#: 158605

SAN FRANCISCO, CA

Past

June 2, 2015 - November 10, 2015

MERRIMAN CAPITAL, INC.

CRD#: 18296

NEW YORK, NY

Past

February 6, 2013 - May 18, 2015

PORTSMOUTH FINANCIAL SERVICES

CRD#: 13980

SAN RAFAEL, CA

Past

May 3, 2002 - June 20, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SAN RAFAEL, CA

Past

March 22, 2002 - June 20, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSENBLUM SILVERMAN SUTTON SF INC

ROSENBLUM SILVERMAN SUTTON SF INC | RSS INVESTMENT COUNSEL

CRD#: 105774 / SEC#: 801-21730

RIA

Registered Investment Advisory firm - (6/15/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/2/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/23/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 11/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/2013

General Securities Representative Examination

Current Firm

ROSENBLUM SILVERMAN SUTTON SF INC

ROSENBLUM SILVERMAN SUTTON SF INC | RSS INVESTMENT COUNSEL

CRD#: 105774 / SEC#: 801-21730

RIA

Registered Investment Advisory firm - (6/15/1984 Approved)

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Contact information

Main Address

1388 Sutter St Ste 725, San Francisco, CA 94109

Mailing Address

Phone number

(415) 771-4500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROSENBLUM FORM ADV PARTS 2A AND 2B - FEBRUARY 2025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	157
AUM (Assets Under Management)	$ 459,502,012

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Zoe C. Sexton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zoe Christine Sexton's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRIMAN WEALTH ADVISORS

MERRIMAN CAPITAL, INC.

PORTSMOUTH FINANCIAL SERVICES

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

ROSENBLUM SILVERMAN SUTTON SF INC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2013

Series 63

Date: 5/2/2002

Series 65

Date: 4/23/2002

SIE

Date: 11/10/2015

Series 7

Date: 2/5/2013

Current Firm

ROSENBLUM SILVERMAN SUTTON SF INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSENBLUM SILVERMAN SUTTON SF INC

TRUST BUT VERIFY

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