Farzana C. Sultana
Professional summary
Farzana Clara Sultana, who also goes by Farzana Sultana, was a registered financial advisor .
Farzana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Farzana had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2026 - Present
February 16, 2010 - May 29, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
February 12, 2010 - May 29, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
May 29, 2007 - March 4, 2010
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - March 4, 2010
CITIGROUP GLOBAL MARKETS INC.
June 22, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
March 26, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
October 8, 2002 - July 2, 2003
WADDELL & REED
August 12, 2002 - July 2, 2003
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/2/2026)
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
