Philip L. Ladewig
Professional summary
Philip L Ladewig JR., who also goes by Pj Ladewig Jr., is a registered financial advisor currently at LADEWIG INVESTMENT MANAGEMENT, LLC located in Dallas, Texas.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Philip has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip L Ladewig JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2021 - Present
LADEWIG INVESTMENT MANAGEMENT, LLC
July 7, 2003 - May 13, 2021
J.P. MORGAN SECURITIES LLC
July 1, 2003 - May 13, 2021
J.P. MORGAN SECURITIES LLC
April 26, 2002 - June 23, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 2002 - June 23, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/28/2021)
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationCurrent Firm
LADEWIG INVESTMENT MANAGEMENT, LLC
CRD#: 314620 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 47,912,109 |
Red Flags
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