Timothy G. Noonan
Professional summary
Timothy George Noonan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial advisor and started their career in finance in 2002. Prior to being barred, Timothy had worked at 2 firms, which includes NOONAN CAPITAL MANAGEMENT L.L.C., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2009 - December 31, 2011
NOONAN CAPITAL MANAGEMENT, L.L.C.
March 13, 2009 - March 17, 2009
NOONAN CAPITAL MANAGEMENT, L.L.C.
March 26, 2004 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 2002 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
NOONAN CAPITAL MANAGEMENT, L.L.C.
CRD#: 149473 / SEC#: 801-69996
Contact information
Red Flags
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