Horace D. Trueblood

PRIVATE MANAGEMENT GROUP

Orange, CA

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CRD#: 449769

Professional summary

Horace Dixon Trueblood JR, who also goes by Dixon Trueblood Jr, H Dixon Trueblood Jr, is a registered financial advisor currently at PRIVATE MANAGEMENT GROUP INC located in Orange, California.

Horace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Horace has worked at 8 firms and has passed the Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dixon Trueblood Jr | H Dixon Trueblood Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Horace Dixon Trueblood JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2018 - Present

PRIVATE MANAGEMENT GROUP INC

RIA

CRD#: 104707

Orange, CA

Past

January 30, 1996 - November 15, 2010

REGENCY SECURITIES, INC.

CRD#: 7846

ORANGE, CA

Past

March 10, 1993 - April 9, 2002

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

November 19, 1989 - November 3, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 25, 1981 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 20, 1973 - September 8, 1981

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

Past

May 24, 1973 - August 2, 1973

EMPIRE SECURITIES OF SOUTHERN CALF

CRD#: 1000003

Past

August 24, 1971 - November 20, 1972

EMPIRE SECURITIES CORPORATION

CRD#: 2826

Past

April 21, 1971 - September 23, 1971

EMPIRE SECURITIES CORP OF CA

CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE MANAGEMENT GROUP INC

CRD#: 104707 / SEC#: 801-28023

RIA

Registered Investment Advisory firm - (9/26/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 4/8/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/12/1989

General Securities Principal Examination

Current Firm

PRIVATE MANAGEMENT GROUP INC

CRD#: 104707 / SEC#: 801-28023

RIA

Registered Investment Advisory firm - (9/26/1986 Approved)

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Contact information

Main Address

15635 Alton Parkway Suite 400, Irvine, CA 92618

Mailing Address

Phone number

(949) 752-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B (1/14/2026)

Regulatory assets under management

Total Number of Accounts	6,784
AUM (Assets Under Management)	$ 4,515,879,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Horace D. Trueblood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Horace Dixon Trueblood JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGENCY SECURITIES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

JOHN HANCOCK DISTRIBUTORS LLC

EMPIRE SECURITIES OF SOUTHERN CALF

EMPIRE SECURITIES CORPORATION

EMPIRE SECURITIES CORP OF CA

Primary Firm SEC Registration

PRIVATE MANAGEMENT GROUP INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/11/2000

Series 1

Date: 4/8/1971

Series 24

Date: 6/12/1989

Current Firm

PRIVATE MANAGEMENT GROUP INC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE MANAGEMENT GROUP INC

TRUST BUT VERIFY

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