Kenneth J. Burke
Professional summary
Kenneth Joseph Burke is a registered financial advisor currently at HIGH FALLS ADVISORS, INC. located in Rochester, New York.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kenneth has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Joseph Burke's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2017 - Present
HIGH FALLS ADVISORS, INC.
Office #1: 180 South Clinton Ave Suite 300, Rochester, NY 14604June 1, 2005 - October 31, 2006
EQUITABLE ADVISORS, LLC
December 2, 2003 - June 1, 2005
MONY SECURITIES CORPORATION
May 8, 2002 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
Primary Firm SEC Registration
HIGH FALLS ADVISORS, INC.
CRD#: 108678 / SEC#: 801-34161
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/29/2021)
Exams
Current Firm
HIGH FALLS ADVISORS, INC.
CRD#: 108678 / SEC#: 801-34161
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,762 |
| AUM (Assets Under Management) | $ 607,043,854 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/29/2025 | ||
| 09/20/2024 | ||
| 02/12/2024 | ||
| 02/22/2023 |
Red Flags
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Company Information
HIGH FALLS ADVISORS, INC.
CRD#: 108678Rochester, NY 14604TRUST BUT VERIFY
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