Joseph J. Kingsley

INLAND SECURITIES

Oak Brook, IL 60523

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CRD#: 4497399

Professional summary

Joseph James Kingsley, who also goes by Joe Kingsley, is a registered financial professional currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2002. Joseph has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Kingsley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph James Kingsley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2019 - Present

INLAND SECURITIES CORPORATION

Office #1: 2901 Butterfield Road, Oak Brook, IL 60523

CRD#: 15807

Oak Brook, IL

Past

March 4, 2014 - July 1, 2019

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 119546

DENVER, CO

Past

January 8, 2013 - March 3, 2014

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

ATLANTA, GA

Past

January 8, 2013 - March 3, 2014

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

PASADENA, CA

Past

August 17, 2009 - August 1, 2012

CYPRESS CAPITAL CORPORATION

CRD#: 42618

SAN FRANCISCO, CA

Past

April 13, 2009 - August 21, 2009

MOODY SECURITIES, LLC

CRD#: 148771

CUMMING, GA

Past

May 1, 2002 - October 23, 2008

WELLS INVESTMENT SECURITIES,INC.

CRD#: 15252

NORCROSS, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/17/2019)

Florida
(4/11/2022)

Georgia
(12/17/2019)

Mississippi
(1/19/2024)

North Carolina
(12/17/2019)

Puerto Rico
(8/22/2023)

South Carolina
(12/17/2019)

Tennessee
(12/17/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/12/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INLAND SECURITIES CORPORATION

INCOR SECURITIES CORPORATION | INTERVEST NATIONAL SECURITIES CORPORATION | INLAND SECURITIES CORPORATION

CRD#: 15807 / SEC#: , 8-32775

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

2901 Butterfield Road, Oak Brook, IL 60523

Mailing Address

2901 Butterfield Road, Oak Brook, IL 60523

Phone number

(630) 218-8000

Established

Delaware since 08/14/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
INLAND REAL ESTATE INVESTMENT CORPORATION	CORPORATION
CHERESO, ANTHONY JOSEPH	DIRECTOR	5289928
HRTANEK, CATHLEEN MAY-ORBAN	DIRECTOR	7886681
KASPRZAK, DAVID EDWARD	PRINCIPAL, EXECUTIVE VICE PRESIDENT	2651202
LYNCH, CATHERINE LYNN	CHIEF FINANCIAL OFFICER & DIRECTOR	2584621
TUCEK, AMY CATHERINE	VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	2021342

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph J. Kingsley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph James Kingsley's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

CYPRESS CAPITAL CORPORATION

MOODY SECURITIES, LLC

WELLS INVESTMENT SECURITIES,INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2012

Series 63

Date: 4/12/2002

SIE

Date: 10/1/2018

Series 7

Date: 3/11/2002

FINRA

Current Firm

INLAND SECURITIES CORPORATION

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INLAND SECURITIES CORPORATION

TRUST BUT VERIFY

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