Alvaro J. Frias

VSI SECURITIES

Miami, FL 33131

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CRD#: 4496884

Professional summary

Alvaro Jose Frias, who also goes by Alvaro Jose Frias Arnal, is a registered financial advisor currently at VSI SECURITIES, INC. located in Miami, Florida.

Alvaro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Alvaro has worked at 1 firm and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alvaro Jose Frias Arnal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvaro Jose Frias's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Alvaro Jose Frias's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2018 - Present

VSI SECURITIES, INC.

Office #1: 1111 Brickell Avenue Ste. 1575, Miami, FL 33131

RIA

CRD#: 114419

Miami, FL

Current

February 20, 2002 - Present

VSI SECURITIES, INC.

Office #1: 1111 Brickell Avenue Ste. 1575, Miami, FL 33131

RIA

CRD#: 114419

Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/20/2002)

IAR

Florida
(2/13/2018)

New York
(8/9/2023)

Texas
(11/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2017

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/4/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VSI SECURITIES, INC.

VENECREDIT SECURITIES, INC. | VSI SECURITIES, INC.

CRD#: 114419 / SEC#: , 8-53425

Florida

Registered Investment Advisory firm - SEC (2/13/2018 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1111 Brickell Avenue, Suite 1575 Suite 1575, Miami, FL 33131

Mailing Address

1111 Brickell Avenue Suite 1575, Miami, FL 33131

Phone number

(305) 372-2446

Established

Florida since 05/01/2001

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
VBT HOLDINGS, LTD.	OWNER
FRIAS, ALVARO JOSE	CEO / PRESIDENT / SECRETARY	4496884
GIMON ESTRADA, RICARDO	DIRECTOR	4470065
RODRIGUEZ, ROBERTO VAZQUEZ	DIRECTOR	5728614
VALLE, GEORGE F	CCO / FINOP , AMLCO	1916856
VIVAS MARQUEZ, YSIS	DIRECTOR	7075228

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 28,544,024

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alvaro J. Frias

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvaro Jose Frias's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Alvaro Jose Frias's CRS (Customer Relationship Summary).

Certified licenses

Experience

VSI SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2017

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2002

Series 24

Date: 3/4/2004

FINRA

Current Firm

VSI SECURITIES, INC.

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

VSI SECURITIES, INC.

TRUST BUT VERIFY

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