Phillip H. Roberson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Howard Roberson was a registered financial advisor .
Phillip is a previously registered financial advisor and started their career in finance in 2002. Phillip had worked at 3 firms and has passed the Series 66, Series 86, Series 87, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2006 - August 4, 2008
TEJAS SECURITIES GROUP, INC.
July 12, 2006 - August 4, 2008
TEJAS SECURITIES GROUP, INC.
August 14, 2003 - July 3, 2006
CHOICE INVESTMENTS, INC.
August 14, 2003 - July 14, 2006
CHOICE INVESTMENTS, INC.
February 27, 2002 - June 30, 2003
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEJAS SECURITIES GROUP, INC.
CRD#: 36705 / SEC#: , 8-47433
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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