Herbert E. Troutz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herbert Earl Troutz, CFP®, who also goes by Herb E Troutz, Herb Troutz, Herbert Earl Troutz Mr., was a registered financial professional .
Herbert is a previously registered financial professional and started their career in finance in 1970. Herbert had worked at 15 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1983
Experience
January 2, 2019 - February 28, 2020
BROOKSTONE WEALTH ADVISORS, LLC
June 30, 2015 - April 13, 2017
SENSUS WEALTH MANAGEMENT GROUP LLC
February 6, 2015 - June 30, 2015
FAMILYWEALTH ASSET MANAGEMENT
January 27, 2012 - December 31, 2014
DOMINION PORTFOLIO MANAGEMENT, INC.
January 27, 2012 - December 20, 2013
DOMINION INVESTOR SERVICES, INC.
May 26, 2011 - February 9, 2012
LPL FINANCIAL LLC
May 26, 2011 - February 9, 2012
LPL FINANCIAL LLC
January 3, 2008 - May 31, 2011
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
August 15, 2003 - December 31, 2007
RESOURCE HORIZONS GROUP LLC
August 15, 2003 - May 31, 2011
RESOURCE HORIZONS GROUP LLC
June 25, 2003 - August 15, 2003
DOMINION INVESTOR SERVICES, INC.
September 26, 2002 - July 2, 2003
CETERA WEALTH SERVICES, LLC
January 23, 2001 - July 2, 2003
CETERA WEALTH SERVICES, LLC
January 5, 1984 - January 12, 2001
PRUCO SECURITIES, LLC.
June 19, 1983 - October 12, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
December 10, 1982 - March 10, 1987
LOWRY FINANCIAL SERVICES CORPORATION
February 17, 1982 - March 16, 1983
PRUCO SECURITIES, LLC.
November 21, 1974 - April 20, 1987
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 21, 1974 - April 30, 1987
OSAIC FA, INC.
January 19, 1970 - March 16, 1983
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
Primary Firm SEC Registration
BROOKSTONE WEALTH ADVISORS, LLC
CRD#: 137658 / SEC#: 801-67628
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/10/1970
Registered Representative ExaminationCurrent Firm
BROOKSTONE WEALTH ADVISORS, LLC
CRD#: 137658 / SEC#: 801-67628
Contact information
SEC notice filing (52 States and Territories)
Documents
Red Flags
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