Kelly T. Renner
ROSSBY FINANCIAL
Augusta, GA 30909
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CRD#: 4496278
Professional summary
Kelly T Renner, CFP® is a registered financial advisor currently at ROSSBY FINANCIAL, LLC located in Augusta, Georgia.
Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kelly has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LIFE STRATEGIES FINANCIAL PARTNERS LLC, 3540 WHEELER RD, STE 304, AUGUSTA, GA, 4/2010 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES/SIGNING CLIENTS UP FOR LEGALSHIELD SERVICES. 5 HR/WK - 5/TRADING. 2) WHEELER EXECUTIVE CENTER, 3540 WHEELER RD, STE 304, AUGUSTA, GA, 01/01/2023, Vice President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/WK - 4 HR/TRADING. 3) RENNER FINANCIAL LLC, 510 TUDOR BRANCH, GROVETOWN, GA, 7/2008 AS OWNER OF RENTAL COMMERCIAL REAL ESTATE. NIR - 1 HR/MO - 0/TRADING. 4) LEGAL SHIELD, AUGUSTA, GA, NOT INVESTMENT RELATED, SALES, SALES ASSOCIATE, START DATE: 10/2012, 2 HOURS PER MONTH DEVOTED, 2 HOURS PER MOTNH DEVOTED. DURING SECURITIES TRADING HOURS. SELL LEGAL SHIELD SERVICES/PRODUCTS 5) LIFE STRATEGIES FINANCIAL PARTNERS, LLC, INVESTMENT RELATED, DBA NAME FOR ADVISORY SERVICES OFFERED THROUGH ROSSBY FINANCIAL, LLC, INVESTMENT ADVISOR REPRESENTATIVE, START DATE 12/2023, DBA NAME/SUPPORT COMPANY 6) LIFE STRATEGIES INSURANCE PARTNERS LLC, INVESTMENT RELATED, 3540 WHEELER ROAD STE. 304 AUGUSTA GA 30909, FIXED INSURANCE, OWNER/AGENT, START DATE: 10/01/2024, 10 HOURS DEVOTED PER MONTH, SELL FIXED INSURANCE PRODUCTS TO INDIVIDUALS AND BUSINESSES
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
December 5, 2023 - Present
ROSSBY FINANCIAL, LLC
Office #1: 3540 Wheeler Road Suite 206, Augusta, GA 30909RIA
CRD#: 324631
Augusta, GA
Past
February 18, 2016 - December 11, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Augusta, GA
Past
February 17, 2016 - December 11, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Augusta, GA
Past
April 18, 2007 - February 26, 2016
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PERRYSBURG, OH
Past
December 19, 2003 - February 26, 2016
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
AUGUSTA, GA
Past
March 21, 2002 - March 5, 2003
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROSSBY FINANCIAL, LLC
EVIE FINANCIAL | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | OLEADA FINANCIAL | MARSICO WEALTH MANAGEMENT, LLC | LIFE STRATEGIES FINANCIAL PARTNERS
CRD#: 324631 / SEC#: 801-127370
RIA
Registered Investment Advisory firm - (2/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/25/2024)
IAR
Georgia(12/6/2023)
IAR
Michigan(12/5/2023)
IAR
Texas(12/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RF
ROSSBY FINANCIAL, LLC
EVIE FINANCIAL | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | OLEADA FINANCIAL | MARSICO WEALTH MANAGEMENT, LLC | LIFE STRATEGIES FINANCIAL PARTNERS
CRD#: 324631 / SEC#: 801-127370
RIA
Registered Investment Advisory firm - (2/24/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2412 Irwin Street, Melbourne, FL 32901
Mailing Address
Phone number
(321) 209-0111
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 804 |
| AUM (Assets Under Management) | $ 358,627,117 |
Red Flags
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Company Information
ROSSBY FINANCIAL, LLC
CRD#: 324631Augusta, GA 30909TRUST BUT VERIFY
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