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KH

Kevin D. Hager

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CRD#: 4495374
KH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Daniel Hager was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2002. Kevin had worked at 6 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 26, 2011 - June 3, 2013

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA
CRD#: 131631
WILMINGTON, NC
Past

January 26, 2011 - June 3, 2013

CAPITAL GUARDIAN, LLC

BD
CRD#: 137919
WILMINGTON, NC
Past

July 21, 2009 - July 12, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
WALLACE, NC
Past

July 21, 2009 - July 12, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
WALLACE, NC
Past

January 26, 2004 - July 21, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
WALLACE, NC
Past

January 26, 2004 - July 21, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
WALLACE, NC
Past

February 25, 2003 - October 24, 2003

JBS LIBERTY SECURITIES, INC.

RIA
CRD#: 36179
WALLACE, NC
Past

February 25, 2003 - October 24, 2003

JBS LIBERTY SECURITIES, INC.

BD
CRD#: 36179
KANNAPOLIS, NC
Past

May 28, 2002 - December 19, 2002

WADDELL & REED

RIA
CRD#: 866
COLLEGE PARK, GA
Past

February 22, 2002 - December 19, 2002

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/1/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/21/2002
General Securities Representative Examination

Current Firm

CG
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
ALPERN FINANCIAL | SPARGER INVESTMENT SERVICES | SENIOR WEALTH MANAGEMENT | RHINO WEALTH MANAGEMENT | PROVIDENCE FINANCIAL SERVICES | PROTRUST ADVISORS | PLUS POINT ADVISORS | MOREHEAD PLAN ADMINISTRATORS | MILLER FINANCIAL | MCMAHAN & ASSOCIATES | MASTERS PCG | IPS FINANCIAL SERVICES CORP. D/B/A MCMAHAN & ASSOCIATES | IPS FINANCIAL SERVICES CORP. | INTRACOASTAL GROUP | IBEX CAPITAL | HORIZON FINANCIAL SERVICES | HARVEST CAPITAL | FORTIUS WEALTH MANAGEMENT | FINANCIAL AND TAX STRATEGIES | ED KIRKLAND & COMPANY | DIANNE ODOM, CPA | DANNY DAHL FINANCIAL | CURRY & CURRY | CENTERMARK CAPITAL MANAGEMENT | CAPITAL PLAN ADVISORS | CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | CAPITAL GUARDIAN WEALTH MANAGEMENT | BLANCHARD FINANCIAL SERVICES | ARCHER INVESTMENT MANAGEMENT

CRD#: 131631 / SEC#: 801-63969

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Contact information

Main Address
1395 Brickell Avenue, Suite 800, Miami, FL 33131
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CRD#: 131631

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