BW
Brian K. White
CANTOR FITZGERALD & CO.
Dallas, TX 75254
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CRD#: 4495357
BW
Professional summary
Brian Keith White is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Dallas, Texas.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brian Keith White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2008 - Present
CANTOR FITZGERALD & CO.
Office #1: 14185 Dallas Parkway Suite 870, Dallas, TX 75254BD
CRD#: 134
Dallas, TX
Past
October 31, 2006 - August 8, 2008
COUNTRYWIDE SECURITIES CORPORATION
BD
CRD#: 10598
PLANO, TX
Past
August 22, 2006 - November 3, 2006
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
DALLAS, TX
Past
June 18, 2004 - August 28, 2006
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
DALLAS, TX
Past
June 20, 2003 - June 15, 2004
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
March 19, 2002 - June 26, 2003
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/1/2008)
RR
Alaska(10/1/2008)
RR
Arizona(10/1/2008)
RR
Arkansas(10/1/2008)
RR
California(10/1/2008)
RR
Colorado(10/1/2008)
RR
Connecticut(10/1/2008)
RR
Delaware(10/1/2008)
RR
District of Columbia(10/1/2008)
RR
Florida(10/1/2008)
RR
Georgia(10/1/2008)
RR
Hawaii(10/1/2008)
RR
Idaho(10/1/2008)
RR
Illinois(10/1/2008)
RR
Indiana(10/1/2008)
RR
Iowa(10/1/2008)
RR
Kansas(10/1/2008)
RR
Kentucky(10/1/2008)
RR
Louisiana(10/1/2008)
RR
Maine(10/1/2008)
RR
Maryland(10/1/2008)
RR
Massachusetts(10/1/2008)
RR
Michigan(10/1/2008)
RR
Minnesota(10/1/2008)
RR
Mississippi(10/1/2008)
RR
Missouri(10/1/2008)
RR
Montana(10/1/2008)
RR
Nebraska(10/1/2008)
RR
Nevada(10/1/2008)
RR
New Hampshire(10/1/2008)
RR
New Jersey(10/1/2008)
RR
New Mexico(10/1/2008)
RR
New York(10/1/2008)
RR
North Carolina(10/2/2008)
RR
North Dakota(10/1/2008)
RR
Ohio(10/2/2008)
RR
Oklahoma(10/1/2008)
RR
Oregon(10/1/2008)
RR
Pennsylvania(10/1/2008)
RR
Puerto Rico(10/1/2008)
RR
Rhode Island(10/1/2008)
RR
South Carolina(10/1/2008)
RR
South Dakota(10/1/2008)
RR
Tennessee(10/1/2008)
RR
Texas(10/1/2008)
RR
Utah(10/1/2008)
RR
Vermont(10/1/2008)
RR
Virginia(10/1/2008)
RR
Washington(10/1/2008)
RR
West Virginia(10/1/2008)
RR
Wisconsin(10/1/2008)
RR
Wyoming(10/1/2008)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
110 East 59th Street 4th Floor, New York, NY, 10022
Mailing Address
110 East 59th Street 4th Floor, New York, NY, 10022
Phone number
(212) 938-5000
Established
New York since 09/25/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CANTOR FITZGERALD & CO.
CRD#: 134Dallas, TX 75254TRUST BUT VERIFY
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