JS
Jason F. Stadsholt
MIDWESTERN SECURITIES TRADING COMPANY
Havana, IL 62644
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CRD#: 4495307
JS
Professional summary
Jason Frederick Stadsholt is a registered financial advisor currently at MIDWESTERN SECURITIES TRADING COMPANY, LLC located in Havana, Illinois.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 4 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HAVANA NATIONAL BANK; 112 S ORANGE STREET HAVANA, IL 62644; FINANCIAL ADVISOR; STARTED APRIL 2017; INVESTMENT RELATED; 40 HOURS/WEEK BOTH DURING AND OUTSIDE MARKET HOURS. 2. EMPLOYEE BENEFIT RISK MANAGEMENT; 823 COMMERCE DR SUITE 350, OAK BROOK, IL 60523; 1-800-982-3276; INDIVIDUAL AND GROUP HEALTH INSURANCE SALES; INDEPENDENT CONTRACTOR; SINCE MARCH 2008; 5 HOURS PER MONTH AFTER MARKET HOURS; ACCESS TO BLUE CROSS BLUE SHIELD, HUMANA, AND UNICARE HEALTH PLANS. 3. UNITED LIFE INS CO; 118 SECOND AVENUE SE, PO BOX 73909, CEDAR RAPIDS, IA 52407-3909; 1-800-637-6318; SERVICE AGENT ONLY; INDEPENDENT BROKER; SINCE APRIL 2008; 3 HOURS PER MONTH OUTSIDE MARKET HOURS. 4. LOMAN-RAY INSURANCE GROUP; 1902 FOX DRIVE UNIT A, CHAMPAIGN, IL 61820; INSURANCE AGENT; HEALTH, FARM, CROP INSURANCE; STARTED JANUARY 2022; NON-INVESTMENT RELATED, 5 HOURS DURING AND 0 HOURS OUTSIDE OF MARKET HOURS. 5. CROP RISK SERVICES (CRS INC); 132 SOUTH WATER STREET, DECATUR, IL 62523; INSURANCE AGENT; CROP INSURANCE; STARTED JANUARY 2022; NON-INVESTMENT RELATED; 5 HOURS DURING AND 1 HOUR OUTSIDE OF MARKET HOURS; WILL BECOME GREAT AMERICAN INSURANCE GROUP (NOTIFIED AUGUST 2023). 6. ATHENS YOUTH SPORTS ASSOCIATION; PO BOX 64 ATHENS, IL 62613; YOUTH SPORTS PROGRAMS; TREASURER; BEGAN 01/2012; 1 HOUR PER MONTH OUTSIDE MARKET HOURS; NOT INVESTMENT RELATED; PAY BILLS, RECEIVED REGISTRATION FEES.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Frederick Stadsholt's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Frederick Stadsholt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2017 - Present
MIDWESTERN SECURITIES TRADING COMPANY, LLC
Office #1: 112 S Orange Street, Havana, IL 62644Office #2: 235 Everett St, East Peoria, IL 61611Office #3: 333 W Main Street, Havana, IL 62644RIA
BD
CRD#: 101080
Havana, IL
Current
April 3, 2017 - Present
MIDWESTERN SECURITIES TRADING COMPANY, LLC
Office #1: 112 S Orange Street, Havana, IL 62644Office #2: 235 Everett St, East Peoria, IL 61611Office #3: 333 W Main Street, Havana, IL 62644RIA
BD
CRD#: 101080
Havana, IL
Past
June 18, 2008 - March 31, 2017
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
HAVANA, IL
Past
June 17, 2008 - March 31, 2017
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
HAVANA, IL
Past
April 23, 2007 - March 26, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
PEORIA, IL
Past
May 23, 2002 - January 31, 2007
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
DECATUR, IL
Past
March 14, 2002 - January 31, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
DECATUR, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MIDWESTERN SECURITIES TRADING COMPANY, LLC
LIGHTHOUSE FINANCIAL INSTITUTION MARKETING SOLUTIONS | MIDWESTERN SECURITIES TRADING COMPANY, LLC | MIDWESTERN SECURITIES TRADING COMPANY | MIDWESTERN SECURITIES TRADING CO.,LLC
CRD#: 101080 / SEC#: 801-77948, 8-52074
RIA
Registered Investment Advisory firm - SEC (4/18/2013 Approved)Illinois
Registered Investment Advisory firm - SEC (4/18/2013 Terminated)Michigan
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/22/2013 Terminated)New York
Registered Investment Advisory firm - SEC (5/22/2013 Terminated)Texas
Registered Investment Advisory firm - SEC (10/31/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/4/2017)
RR
Illinois(4/3/2017)
IAR
Illinois(4/3/2017)
RR
Iowa(9/29/2022)
RR
North Carolina(1/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MIDWESTERN SECURITIES TRADING COMPANY, LLC
LIGHTHOUSE FINANCIAL INSTITUTION MARKETING SOLUTIONS | MIDWESTERN SECURITIES TRADING COMPANY, LLC | MIDWESTERN SECURITIES TRADING COMPANY | MIDWESTERN SECURITIES TRADING CO.,LLC
CRD#: 101080 / SEC#: 801-77948, 8-52074
RIA
Registered Investment Advisory firm - SEC (4/18/2013 Approved)Illinois
Registered Investment Advisory firm - SEC (4/18/2013 Terminated)Michigan
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/22/2013 Terminated)New York
Registered Investment Advisory firm - SEC (5/22/2013 Terminated)Texas
Registered Investment Advisory firm - SEC (10/31/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
235 Everett St, East Peoria, IL 61611
Mailing Address
235 Everett St P.o. Box 2528, East Peoria, IL 61611
Phone number
(309) 699-6786
Established
Illinois since 12/10/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
104
SEC notice filing (38 States and Territories)
FINRA licenses (37 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 10,329 |
| AUM (Assets Under Management) | $ 1,627,322,417 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MIDWESTERN SECURITIES TRADING COMPANY, LLC
CRD#: 101080Havana, IL 62644TRUST BUT VERIFY
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