Joseph S. Piasecki

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CRD#: 4495270

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Stanton Piasecki, CFP® was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2002. Joseph had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Sole Proprietorship (JOE STANTON PIASECKI) 2. Not investment related 3. 52 South Mountain Drive, Bristol VT 05443 4. Retail Trade 5. Sole Proprietor 6. Start Date: 2/1/2016 7. 5-10 hours/month 8. zero hours 9. inventory and subcontractor management

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

September 20, 2021 - March 18, 2022

GOALFUSION WEALTH MANAGEMENT

RIA

CRD#: 309756

BRISTOL, VT

Past

October 31, 2007 - July 11, 2019

DONOHUE WEALTH MANAGEMENT LLC

RIA

CRD#: 116135

SOUTH BURLINGTON, VT

Past

March 24, 2006 - September 16, 2019

SECURITIES AMERICA, INC.

CRD#: 10205

BRISTOL, VT

Past

July 19, 2004 - April 4, 2006

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

April 11, 2002 - May 6, 2004

DMG SECURITIES, INC.

CRD#: 15480

GREAT FALLS, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOALFUSION WEALTH MANAGEMENT

GOALFUSION WEALTH MANAGEMENT | LAUDADIO CONSULTING, LLC | GOALFUSION WEALTH MANAGEMENT, LLC

CRD#: 309756 / SEC#: 801-120866

RIA

Registered Investment Advisory firm - (4/19/2021 Approved)

Texas

Registered Investment Advisory firm - (8/27/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/10/2002

General Securities Representative Examination

Current Firm

GOALFUSION WEALTH MANAGEMENT

GOALFUSION WEALTH MANAGEMENT | LAUDADIO CONSULTING, LLC | GOALFUSION WEALTH MANAGEMENT, LLC

CRD#: 309756 / SEC#: 801-120866

RIA

Registered Investment Advisory firm - (4/19/2021 Approved)

Texas

Registered Investment Advisory firm - (8/27/2021 Terminated)

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(512) 593-6367

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/30/2025)

Regulatory assets under management

Total Number of Accounts	908
AUM (Assets Under Management)	$ 199,171,026

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph S. Piasecki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DONOHUE WEALTH MANAGEMENT LLC

SECURITIES AMERICA, INC.

AMERIPRISE ADVISOR SERVICES, INC.

DMG SECURITIES, INC.

Primary Firm SEC Registration

GOALFUSION WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2007

Series 63

Date: 4/25/2002

SIE

Date: 10/1/2018

Series 7

Date: 4/10/2002

Current Firm

GOALFUSION WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOALFUSION WEALTH MANAGEMENT

TRUST BUT VERIFY

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