DA
Daryl A. Arnett
DOMINION PORTFOLIO MANAGEMENT
FISHERS, IN
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CRD#: 4495175
DA
Professional summary
Daryl Anthony Arnett is a registered financial advisor currently at DOMINION PORTFOLIO MANAGEMENT, INC. located in Fishers, Indiana and CALTON & ASSOCIATES, INC. located in Marble Falls, Texas.
Daryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Daryl has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CO-OWNER OF TAIST, INC. AS OF 2021, I SPEND ONE HOUR PER MONTH ACTING PRIMARILY AS THE LENDER TO THE DEVELOPMENT OF AN APPLICATION.
CRS (Client Relationship Summary) - RIA
Click below to view Daryl Anthony Arnett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2017 - Present
DOMINION PORTFOLIO MANAGEMENT, INC.
RIA
CRD#: 106918
FISHERS, IN
Current
July 2, 2023 - Present
CALTON & ASSOCIATES, INC.
Office #1: 1002 Marble Heights Drive Suite 101, Marble Falls, TX 78654RIA
BD
CRD#: 20999
Marble Falls, TX
Past
December 14, 2017 - July 5, 2023
DOMINION INVESTOR SERVICES, INC.
BD
CRD#: 21548
FISHERS, IN
Past
November 5, 2010 - December 19, 2017
SB ADVISORY, LLC
RIA
CRD#: 154680
INDIANAPOLIS, IN
Past
September 10, 2010 - December 19, 2017
IFS SECURITIES
BD
CRD#: 40375
Fisher, IN
Past
May 2, 2008 - August 11, 2010
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
CARMEL, IN
Past
May 2, 2008 - August 11, 2010
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CARMEL, IN
Past
July 6, 2005 - April 4, 2008
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
CARMEL, IN
Past
July 6, 2005 - April 4, 2008
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CARMEL, IN
Past
February 13, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
FISHERS, IN
Past
February 13, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
June 20, 2002 - February 11, 2004
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
INDIANAPOLIS, IN
Past
May 13, 2002 - February 11, 2004
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DP
DOMINION PORTFOLIO MANAGEMENT, INC.
DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.
CRD#: 106918 / SEC#: 801-115280
RIA
Registered Investment Advisory firm - (5/13/2019 Approved)California
Registered Investment Advisory firm - (4/25/2001 Cancelled)Colorado
Registered Investment Advisory firm - (5/22/2019 Terminated)Indiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/15/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/14/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/14/2019 Terminated)Texas
Registered Investment Advisory firm - (5/14/2019 Terminated)Washington
Registered Investment Advisory firm - (5/21/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(7/2/2023)
RR
Illinois(8/1/2023)
IAR
Indiana(12/14/2017)
RR
Indiana(7/2/2023)
RR
Massachusetts(7/2/2023)
RR
Michigan(7/2/2023)
RR
Tennessee(7/6/2023)
RR
Texas(7/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DP
DOMINION PORTFOLIO MANAGEMENT, INC.
DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.
CRD#: 106918 / SEC#: 801-115280
RIA
Registered Investment Advisory firm - (5/13/2019 Approved)California
Registered Investment Advisory firm - (4/25/2001 Cancelled)Colorado
Registered Investment Advisory firm - (5/22/2019 Terminated)Indiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/15/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/14/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/14/2019 Terminated)Texas
Registered Investment Advisory firm - (5/14/2019 Terminated)Washington
Registered Investment Advisory firm - (5/21/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1002 Marble Heights Dr Suite 101, Marble Falls, TX 78654
Mailing Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
Phone number
(813) 264-0440
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 616 |
| AUM (Assets Under Management) | $ 261,299,355 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
