Jason G. Keighery
Professional summary
Jason Graeme Keighery is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Graeme Keighery's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2012 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119March 26, 2012 - March 29, 2012
CANACCORD GENUITY LLC
January 7, 2009 - September 27, 2012
CANACCORD GENUITY SECURITIES LLC
November 4, 2008 - November 7, 2008
FIRST BROKERS SECURITIES LLC
March 18, 2004 - October 7, 2008
GFI SECURITIES LLC
July 23, 2002 - March 1, 2004
TULLETT PREBON FINANCIAL SERVICES LLC
May 24, 2002 - August 8, 2002
INTER-DEALER BROKERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/20/2016)
(9/7/2017)
(1/20/2016)
(6/8/2016)
(6/19/2012)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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