Mark J. Melnick
Professional summary
Mark Jonathan Melnick was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Mark had worked at 3 firms, which includes OCEAN VIEW CAPITAL LLC, TAFFERER TRADING LLC, EVOLUTION FINANCIAL TECHNOLOGIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2011 - October 13, 2011
OCEAN VIEW CAPITAL, LLC
January 5, 2004 - July 22, 2004
TAFFERER TRADING, LLC
January 30, 2002 - April 1, 2003
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/20/2002
Limited Representative-Equity Trader ExamCurrent Firm
OCEAN VIEW CAPITAL, LLC
CRD#: 148616 / SEC#: , 8-68045
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
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