John M. Starczynski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John M Starczynski, who also goes by John M. Starczynski, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2016 - October 23, 2020
BANKERS LIFE ADVISORY SERVICES, INC.
November 22, 2016 - October 23, 2020
BANKERS LIFE SECURITIES, INC.
June 2, 2014 - October 3, 2016
UBS FINANCIAL SERVICES INC.
June 2, 2014 - October 3, 2016
UBS FINANCIAL SERVICES INC.
June 3, 2010 - June 2, 2014
GWN SECURITIES INC.
June 3, 2010 - June 2, 2014
GWN SECURITIES INC.
July 9, 2003 - June 7, 2010
LINCOLN INVESTMENT
January 10, 2003 - June 7, 2010
LINCOLN INVESTMENT
October 1, 2002 - January 13, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
April 25, 2002 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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