Heather F. Vestweber

PRIVATE WEALTH ASSET MANAGEMENT

CEDAR RAPIDS, IA 52401

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CRD#: 4494928

Professional summary

Heather Fortune Vestweber, who also goes by Heather Fortune, is a registered financial advisor currently at PRIVATE WEALTH ASSET MANAGEMENT located in Cedar Rapids, Iowa.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Heather has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Fortune

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HJMC PROPERTIES LLC, INV RELATED, CEDAR RAPIDS, IA, 100% OWNERSHIP, START 5/30/2017, 2 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTIES. 2) VESE LLC, INV RELATED, CEDAR RAPIDS, IA, 50% OWNERSHIP WITH SPOUSE, START 11/4/2019, 1 hour per quarter, ZERO DURING TRADING, HOLDS COMMERCIAL RENTAL PROPERTY. 3) PRIVATE WEALTH ASSET MANAGEMENT; NON INVESTMENT-RELATED; 411 6TH AVENUE SE, SUITE 360, CEDAR RAPIDS, IA 52401; INSURANCE; LICENSED INSURANCE AGENT; 02/2023;10 HRS/MONTH; 10 HRS/DURING TRADING HOURS; SALES OF ACCIDENT, HEALTH AND LIFE INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Fortune Vestweber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2021 - Present

PRIVATE WEALTH ASSET MANAGEMENT

Office #1: 411 6th Ave. Se Suite 360, Cedar Rapids, IA 52401

RIA

CRD#: 315819

CEDAR RAPIDS, IA

Past

January 3, 2011 - September 9, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CEDAR RAPIDS, IA

Past

January 3, 2011 - September 9, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CEDAR RAPIDS, IA

Past

March 26, 2002 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

CEDAR RAPIDS, IA

Past

February 6, 2002 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

CEDAR RAPIDS, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE WEALTH ASSET MANAGEMENT

PRIVATE WEALTH | PW ENERGY | PRIVATE WEALTH ASSET MANAGEMENT, LLC | PRIVATE WEALTH ASSET MANAGEMENT

CRD#: 315819 / SEC#: 801-122065

RIA

Registered Investment Advisory firm - (8/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(9/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/11/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/2002

General Securities Representative Examination

Current Firm

PRIVATE WEALTH ASSET MANAGEMENT

PRIVATE WEALTH | PW ENERGY | PRIVATE WEALTH ASSET MANAGEMENT, LLC | PRIVATE WEALTH ASSET MANAGEMENT

CRD#: 315819 / SEC#: 801-122065

RIA

Registered Investment Advisory firm - (8/12/2021 Approved)

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Contact information

Main Address

1100 Capitol Avenue Suite 200, Omaha, NE 68102

Mailing Address

Phone number

(402) 227-4208

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE WEALTH ASSET MANAGEMENT, LLC ADV PART2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,947
AUM (Assets Under Management)	$ 1,849,717,875

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/16/2025	Cover Page	Report
12/06/2024	Cover Page	Report
12/06/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Heather F. Vestweber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Fortune Vestweber's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

PRIVATE WEALTH ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/11/2002

SIE

Date: 10/1/2018

Series 7

Date: 2/5/2002

Current Firm

PRIVATE WEALTH ASSET MANAGEMENT

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PRIVATE WEALTH ASSET MANAGEMENT

TRUST BUT VERIFY

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