MO
Michael J. O'reilly
DALLAS FINANCIAL ADVISORS
Dallas, TX 75251
Some features on this profile are disabled
CRD#: 4494825
MO
Professional summary
Michael John O'reilly, who also goes by Michael J O'reilly, Mike O'reilly, is a registered financial advisor currently at DALLAS FINANCIAL ADVISORS, LLC located in Dallas, Texas and LPL FINANCIAL LLC located in Dallas, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael J O'reilly | Mike O'reilly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 12/05/2012 - Camcon Medical Inc. - Business Owner - President - Not Investment Related (2) 08/02/2017 - Dallas Financial Advisors - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - started 07/31/2017 - 160 Hours per month/8 hours during trading. (3) 03/16/2018 - O.W.L. (O'Reilly Winship Limited) - Outside/W-2 Employment - Manager - Not Investment Related - At reported business location(s) - Start Date 03/12/2018 - 20 Hours Per Month/ 1 Hour During Trading (4) 03/16/2018 - O'Reilly Winship LLC - Outside/W-2 Employment - Manager - Not Investment Related - At reported business location(s) - Start Date 03/12/2018 - 20 Hours Per Month/ 1 Hour During Trading (5) 06/04/2018 - Owl Power Solutions - Business Owner - Managing Member - Not Investment Related - At reported business location(s) - Start Date 05/28/2018 - 10 Hours Per Month/ 1 Hour During Trading (6) 11/01/2023 - Dallas Financial Advisors - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/09/2013 - 40 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Dallas Financial Advisors, an independent investment advisor firm. I started this business activity in 11/1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John O'reilly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2023 - Present
DALLAS FINANCIAL ADVISORS, LLC
Office #1: 7616 Lbj Fwy Ste 724, Dallas, TX 75251RIA
CRD#: 328001
Dallas, TX
Current
December 5, 2012 - Present
LPL FINANCIAL LLC
Office #1: 7616 Lbj Fwy Ste 724, Dallas, TX 75251-1127RIA
BD
CRD#: 6413
Dallas, TX
Past
April 24, 2024 - April 30, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
December 5, 2012 - April 19, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
June 5, 2009 - December 6, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
DALLAS, TX
Past
May 29, 2009 - December 6, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
DALLAS, TX
Past
May 13, 2005 - June 2, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
DALLAS, TX
Past
May 13, 2005 - June 2, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
DALLAS, TX
Past
May 9, 2002 - May 17, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
LEWISVILLE, TX
Past
February 14, 2002 - May 17, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/21/2022)
RR
Kansas(7/26/2024)
RR
Michigan(12/5/2012)
RR
Texas(12/5/2012)
IAR
Texas(10/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DF
DALLAS FINANCIAL ADVISORS, LLC
DALLAS FINANCIAL ADVISORS | WINSHIP, DONNYE, EVANS | WINSHIP, DONNYE | DALLAS FINANCIAL ADVISORS, LLC
CRD#: 328001 / SEC#:
Texas
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Contact information
Main Address
7616 Lbj Fwy Ste 724, Dallas, TX 75251
Mailing Address
Phone number
(214) 245-4572
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 58,306,940 |
Red Flags
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Company Information
DALLAS FINANCIAL ADVISORS, LLC
CRD#: 328001Dallas, TX 75251TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
