Christopher A. Graham

AE WEALTH MANAGEMENT

Gladstone, MO 64118

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CRD#: 4494545

Professional summary

Christopher Allen Graham, who also goes by Chris Graham, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Gladstone, Missouri.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Christopher has worked at 7 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Graham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JC GRASON, LLC; INVESTMENT-RELATED; 716 8TH ST. BALDWIN CITY, KS 66006; INSURANCE SALES AND SERVICE; FOUNDER; 12/2007; 160 HOURS PER MONTH; 160 HOURS PER MONTH; SALES OF FIXED INSURANCE PRODUCTS REDEMPTION BIBLE CHURCH INC.; NOT INVESTMENT RELATED; 926 AMES ST, BALDWIN CITY, KS 66006; an independent, non-denominational church The corporation operates exclusively for religious purposes within the meaning of Section 501(c)(3), Internal Revenue Code; Elder, Treasurer; 10/9/2020; 24HRS/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; As an elder, I serve alongside our pastor and other elders to fulfill all needs regarding the spiritual welfare of the church. Our time is devoted to prayer, the ministry of God's Word and the shepherding of the church body. As Treasurer, I work alongside our bookkeeper to provide oversight of our church finances. My responsibilities include providing regular financial reports to our leaders and congregation, compiling annual giving statements, ensuring proper recordkeeping, and other financial and accounting responsibilities as necessary for the operation of our church.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Allen Graham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2019 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 100 Nw Englewood Rd Suite 120, Gladstone, MO 64118Office #2: 15331 W Bell Rd Ste 212, Surprise, AZ 85374Office #3: 716 8th St Po Box 568, Baldwin City, KS 66006

RIA

CRD#: 282580

Gladstone, MO

Past

June 26, 2008 - January 9, 2019

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

BALDWIN CITY, KS

Past

June 8, 2006 - February 27, 2007

KCD FINANCIAL, INC.

CRD#: 127473

LEAWOOD, KS

Past

December 16, 2005 - June 1, 2006

OSAIC SERVICES, INC.

CRD#: 133763

OVERLAND PARK, KS

Past

March 5, 2003 - November 4, 2005

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

April 8, 2002 - February 18, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OVERLAND PARK, KS

Past

March 6, 2002 - February 18, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 6, 2002 - February 18, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/23/2019)

IAR

Kansas
(1/8/2019)

IAR

Missouri
(1/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/5/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/5/2002

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher A. Graham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Allen Graham's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE CAPITAL MANAGEMENT LLC

KCD FINANCIAL, INC.

OSAIC SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2008

Series 66

Date: 4/5/2002

Series 7

Date: 3/5/2002

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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