DJ
David S. Jones
EPG WEALTH MANAGEMENT LLC
Atlanta, GA 30305
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CRD#: 4494427
DJ
Professional summary
David Stuart Jones, CFP® is a registered financial advisor currently at EPG WEALTH MANAGEMENT LLC located in Atlanta, Georgia and ARKADIOS CAPITAL located in Atlanta, Georgia.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*SOLUTIONS GROUP ONE,LLC. 4920 WHISPERING PINES WAY CUMMING GA 30028. INV REL. DUR TRD HRS.10 HRS/MO.2/2016.THIS IS AN INDEPENDENT INSURANCE GROUP USED TO CONTRACT,WRITE BUSINESS,AND RECEIVE REVENUE WITH A PARTNERING CPA FIRM. *SHEPHERD FINANCIAL PARTNERS,INC. 4920 WHISPERING PINES WAY CUMMING GA 30028. CEO. INV REL. DUR TRD HRS.12/2013.THIS IS A HOLDING COMPANY FOR MY BUSINESS. *STUART JONES - REFERRALS. 4920 WHISPERING PINES WAY CUMMING GA 30040. INV RELATED, FINDERS/REFERRAL, REFERRAL TO TPA (CJA) 01/01/2013-PRESENT, 5 HRS PER MO, DUR TRD HRS, I WILL RECEIVE A "LINDERS/REFERRAL FEE FROM A TPA(CJA) FOR REFERRING THEM A CAPTIVE INS. PROGRAM. *DAVID STUART JONES. 4920 WHISPERING PINES WAY CUMMING GA 30028. INV REL. DEC 2016. INDEPENDENT AGENT OF RELIANT RE INSURANCE (RMC/CJA). AGENT. 2% OF TIME. DURING BUSINESS HOURS. *KINSHIP WEALTH PARTNERS LLC. 309 EAST PACES FERRY RD UITE 900 ATLANTA, GA 30305. INV REL. APRIL 2019. DBA FOR FINANCIAL SERVICES PRACTICE. CEO. DURING TRADE HRS. *Davis Butler Family Trust, Is Not Investment Related, 5535 Bannergate Dr, Johns Creek, GA, 30022, Trustee, 6/1/2025,1 hour per month,0 hours per month during trading hours, Hourly Compensation I will serve as trustee of trust for the benefit of Davis Butler and his children. This trust will possess ownership of a privately held company. There are no physical shares, just a listing of number of shares/percentage of ownership on a cap sheet held by the privately held company. Since the shares are listed on a cap sheet, there is no custody of shares. Part of my responsibilities will be interface with the company in regards to any decisions or votes that are called for by the voting members of the privately held company. The job of the trustee is to also act as a buffer and 3rd party representing the family and their interest in the privately held company between the other major share holders, so no conflict of interest might occur, as Davis Butler is the current attorney for the private company. I have known Davis Butler as my friend and personal attorney for 14 years. We were introduced to each other by another attorney friend.
CRS (Client Relationship Summary) - RIA
Click below to view David Stuart Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 6, 2023 - Present
EPG WEALTH MANAGEMENT LLC
Office #1: 309 East Paces Ferry Rd Ne Ste 900, Atlanta, GA 30305RIA
CRD#: 302075
Atlanta, GA
Current
January 6, 2023 - Present
ARKADIOS CAPITAL
Office #1: 309 East Paces Ferry Road Suite 900, Atlanta, GA 30305BD
CRD#: 282710
Atlanta, GA
Past
November 8, 2010 - December 31, 2022
EQUITY SERVICES, INC.
RIA
CRD#: 265
ATLANTA, GA
Past
November 2, 2010 - December 31, 2022
EQUITY SERVICES, INC.
BD
CRD#: 265
ATLANTA, GA
Past
May 7, 2010 - September 24, 2010
PACKERLAND BROKERAGE SERVICES, INC.
RIA
CRD#: 37031
MARIETTA, GA
Past
April 21, 2010 - September 24, 2010
PACKERLAND BROKERAGE SERVICES, INC.
BD
CRD#: 37031
MARIETTA, GA
Past
April 21, 2005 - May 20, 2008
NEW ENGLAND SECURITIES
RIA
CRD#: 615
ALPHARETTA, GA
Past
January 23, 2004 - May 20, 2008
NEW ENGLAND SECURITIES
BD
CRD#: 615
ALPHARETTA, GA
Past
March 8, 2002 - January 12, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EPG WEALTH MANAGEMENT LLC
EAST PACES GROUP | KINSHIP WEALTH PARTNERS | EPG WEALTH MANAGEMENT LLC
CRD#: 302075 / SEC#: 801-116719
RIA
Registered Investment Advisory firm - (5/31/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/6/2023)
IAR
Florida(1/18/2023)
RR
Georgia(1/6/2023)
IAR
Georgia(1/6/2023)
IAR
Texas(2/14/2023)
RR
Washington(11/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EW
EPG WEALTH MANAGEMENT LLC
EAST PACES GROUP | KINSHIP WEALTH PARTNERS | EPG WEALTH MANAGEMENT LLC
CRD#: 302075 / SEC#: 801-116719
RIA
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Contact information
Main Address
309 East Paces Ferry Rd Ne Ste 900, Atlanta, GA 30305
Mailing Address
Phone number
(404) 809-3680
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,114 |
| AUM (Assets Under Management) | $ 495,489,968 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
